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Principal Financial Group

611 hedge funds and large institutions have $12.2B invested in Principal Financial Group in 2018 Q1 according to their latest regulatory filings, with 63 funds opening new positions, 204 increasing their positions, 213 reducing their positions, and 76 closing their positions.

New
Increased
Maintained
Reduced
Closed

550% more call options, than puts

Call options by funds: $59.4M | Put options by funds: $9.15M

0% more funds holding in top 10

Funds holding in top 10: 99 (0)

4% less repeat investments, than reductions

Existing positions increased: 204 | Existing positions reduced: 213

1.32% less ownership

Funds ownership: 70.69%69.37% (-1.3%)

3% less funds holding

Funds holding: 631611 (-20)

15% less capital invested

Capital invested by funds: $14.4B → $12.2B (-$2.16B)

17% less first-time investments, than exits

New positions opened: 63 | Existing positions closed: 76

Holders
611
Holders Change
-20
Holders Change %
-3.17%
% of All Funds
14%
Holding in Top 10
9
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.21%
New
63
Increased
204
Reduced
213
Closed
76
Calls
$59.4M
Puts
$9.15M
Net Calls
+$50.3M
Net Calls Change
+$46M
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$1.85B -$47.6M -722,707 -2%
BlackRock
2
BlackRock
New York
$1.2B +$5.13M +78,025 +0.4%
NLI
3
Nippon Life Insurance
Japan
$1.1B
Capital Research Global Investors
4
Capital Research Global Investors
California
$932M +$18.1M +275,400 +2%
State Street
5
State Street
Massachusetts
$767M -$59.8M -908,546 -7%
Wellington Management Group
6
Wellington Management Group
Massachusetts
$600M -$102M -1,548,684 -14%
Bank of New York Mellon
7
Bank of New York Mellon
New York
$431M -$63.9M -971,212 -12%
Northern Trust
8
Northern Trust
Illinois
$364M -$6.87M -104,374 -2%
Dimensional Fund Advisors
9
Dimensional Fund Advisors
Texas
$221M +$6.18M +93,980 +3%
Geode Capital Management
10
Geode Capital Management
Massachusetts
$202M +$17.4M +264,629 +9%
Norges Bank
11
Norges Bank
Norway
$187M +$9.23M +140,307 +5%
Fidelity Investments
12
Fidelity Investments
Massachusetts
$158M -$26.5M -402,758 -13%
MPI
13
Mairs & Power Inc
Minnesota
$157M +$284K +4,321 +0.2%
Goldman Sachs
14
Goldman Sachs
New York
$125M -$13.8M -209,888 -9%
JP Morgan Chase
15
JP Morgan Chase
New York
$108M +$90M +1,367,946 +331%
Charles Schwab
16
Charles Schwab
California
$100M +$17M +258,749 +19%
Deutsche Bank
17
Deutsche Bank
Germany
$87.5M +$17.2M +260,719 +22%
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$86.9M -$1.39M -21,147 -1%
Janus Henderson Group
19
Janus Henderson Group
United Kingdom
$84.2M -$465K -7,067 -0.5%
Schroder Investment Management Group
20
Schroder Investment Management Group
United Kingdom
$83.8M +$8.53M +129,626 +10%
Legal & General Group
21
Legal & General Group
United Kingdom
$83.8M -$3.42M -51,941 -4%
Allianz Asset Management
22
Allianz Asset Management
Germany
$78.9M +$159K +2,418 +0.2%
Bank of America
23
Bank of America
North Carolina
$78.6M -$9.78M -148,614 -10%
UBS AM
24
UBS AM
Illinois
$69.8M +$6.98M +106,121 +10%
JIM
25
Jupiter Investment Management
United Kingdom
$60.5M -$40.8M -619,977 -38%

PFG Hedge Fund Activity: Q1 2018 in Review

611 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2018, worth a combined $12.2B — down 15% from $14.4B a quarter earlier.

Sellers outnumbered buyers: 76 funds closed out of PFG and 63 opened new positions — a net loss of 13 holders — while 213 trimmed existing stakes and 204 added.

The largest buyer was JP Morgan Chase, adding an estimated $90M. The largest seller was Wellington Management Group, cutting an estimated $102M.

  • 611 institutional investors held Principal Financial Group (PFG) as of Q1 2018, down from 631 in Q4 2017.
  • Funds reported $12.2B of Principal Financial Group stock for Q1 2018, down 15% quarter-over-quarter.
  • 63 funds opened new Principal Financial Group positions in Q1 2018 and 76 closed out, a net change of -13 holders.
  • The largest Principal Financial Group buyer in Q1 2018 was JP Morgan Chase, an estimated $90M added.
  • The largest Principal Financial Group seller in Q1 2018 was Wellington Management Group, an estimated $102M sold.

Based on aggregated 13F filings for Q1 2018.