Marshall Wace North America’s Principal Financial Group PFG Stock Holding History

Marshall Wace North America’s Portfolio PFG Stock Details PFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q2	–	Sell	-7,305	Closed	-$438K	–	1691
2021 Q1	$438K	Sell	7,305 -61,622	-89%	-$3.43M	﹤0.01%	1235
2020 Q4	$3.42M	Buy	+68,927	New	+$3.16M	0.02%	625
2020 Q2	–	Sell	-104,033	Closed	-$3.26M	–	1396
2020 Q1	$3.26M	Buy	+104,033	New	+$4.92M	0.02%	394
2019 Q4	–	Sell	-1,422	Closed	-$81K	–	1525
2019 Q3	$81K	Buy	+1,422	New	+$80.1K	﹤0.01%	1093
2018 Q3	–	Sell	-26,715	Closed	-$1.42M	–	1261
2018 Q2	$1.42M	Sell	26,715 -615,426	-96%	-$35.8M	0.01%	853
2018 Q1	$39.1M	Buy	642,141 +491,273	+326%	+$32.3M	0.2%	124
2017 Q4	$10.6M	Buy	150,868 +140,579	+1,366%	+$9.68M	0.06%	371
2017 Q3	$659K	Sell	10,289 -10,773	-51%	-$693K	﹤0.01%	1027
2017 Q2	$1.35M	Buy	+21,062	New	+$1.34M	0.01%	844

Other funds holding PFG

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

NLI

Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Marshall Wace North America's PFG Position: Q2 2021 in Review

Marshall Wace North America sold out of Principal Financial Group (PFG) in Q2 2021, closing a stake of 7,305 shares — an estimated $438K sold.

Marshall Wace North America first reported a position in PFG in Q2 2017 and held it in 9 quarters. The position peaked at $39.1M in Q1 2018. 613 funds tracked by Wall St. Rank hold PFG as of Q2 2021.

Marshall Wace North America reported no remaining Principal Financial Group position as of Q2 2021 after selling out during the quarter.
Marshall Wace North America sold 7,305 Principal Financial Group shares in Q2 2021, an estimated $438K.
Marshall Wace North America first reported a position in Principal Financial Group in Q2 2017 and held it in 9 quarters.
Marshall Wace North America's Principal Financial Group position peaked at $39.1M in Q1 2018.
613 funds tracked by Wall St. Rank held Principal Financial Group as of Q2 2021.

Based on Marshall Wace North America's 13F filing for Q2 2021, filed 13 Aug 2021.