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Principal Financial Group

564 hedge funds and large institutions have $6.09B invested in Principal Financial Group in 2020 Q1 according to their latest regulatory filings, with 68 funds opening new positions, 185 increasing their positions, 198 reducing their positions, and 112 closing their positions.

New
Increased
Maintained
Reduced
Closed

113% more call options, than puts

Call options by funds: $8.61M | Put options by funds: $4.04M

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

7% less repeat investments, than reductions

Existing positions increased: 185 | Existing positions reduced: 198

1.84% less ownership

Funds ownership: 72.54%70.7% (-1.8%)

8% less funds holding

Funds holding: 612564 (-48)

39% less first-time investments, than exits

New positions opened: 68 | Existing positions closed: 112

45% less capital invested

Capital invested by funds: $11.1B → $6.09B (-$4.99B)

Holders
564
Holders Change
-48
Holders Change %
-7.84%
% of All Funds
12.43%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
68
Increased
185
Reduced
198
Closed
112
Calls
$8.61M
Puts
$4.04M
Net Calls
+$4.56M
Net Calls Change
-$4.83M
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$1,000M +$31.9M +673,971 +2%
BlackRock
2
BlackRock
New York
$739M +$14.5M +306,036 +1%
NLI
3
Nippon Life Insurance
Japan
$568M
Capital Research Global Investors
4
Capital Research Global Investors
California
$456M +$13.6M +287,658 +2%
State Street
5
State Street
Massachusetts
$395M -$13.4M -283,293 -2%
Bank of New York Mellon
6
Bank of New York Mellon
New York
$192M -$46.6M -985,052 -14%
Northern Trust
7
Northern Trust
Illinois
$150M -$8.88M -187,780 -4%
Geode Capital Management
8
Geode Capital Management
Massachusetts
$144M +$4.46M +94,280 +2%
Dimensional Fund Advisors
9
Dimensional Fund Advisors
Texas
$119M +$1.47M +31,010 +0.8%
MPI
10
Mairs & Power Inc
Minnesota
$105M +$9.43M +199,301 +6%
Invesco
11
Invesco
Georgia
$95.9M -$32.8M -692,393 -18%
Wellington Management Group
12
Wellington Management Group
Massachusetts
$95.6M -$170M -3,587,766 -54%
Norges Bank
13
Norges Bank
Norway
$93.4M +$3.09M +65,401 +2%
Fidelity Investments
14
Fidelity Investments
Massachusetts
$84.6M +$17.4K +367 +0%
Charles Schwab
15
Charles Schwab
California
$70.9M +$5.9M +124,729 +6%
Legal & General Group
16
Legal & General Group
United Kingdom
$55.8M +$2.09M +44,099 +3%
PP
17
Prudential plc
United Kingdom
$50.6M +$76.5M +1,616,001 New
JP Morgan Chase
18
JP Morgan Chase
New York
$45M +$6.73M +142,314 +11%
N
19
Nuveen
North Carolina
$43.1M -$9.21M -194,579 -12%
UBS AM
20
UBS AM
Illinois
$43M +$5.22M +110,359 +9%
Goldman Sachs
21
Goldman Sachs
New York
$41.5M -$31.2M -658,507 -33%
PPA
22
Parametric Portfolio Associates
Washington
$40.1M +$6.19M +130,820 +11%
Sumitomo Mitsui Trust Group
23
Sumitomo Mitsui Trust Group
Japan
$38.1M +$2.47M +52,209 +4%
AL
24
AJO LP
Pennsylvania
$36.8M -$10.6M -225,014 -16%
Swiss National Bank
25
Swiss National Bank
Switzerland
$33.8M +$9.4M +198,700 +23%

PFG Hedge Fund Activity: Q1 2020 in Review

564 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2020, worth a combined $6.09B — down 45% from $11.1B a quarter earlier.

Sellers outnumbered buyers: 112 funds closed out of PFG and 68 opened new positions — a net loss of 44 holders — while 198 trimmed existing stakes and 185 added.

The largest buyer was Prudential plc, opening a new position worth an estimated $76.5M. The largest seller was Wellington Management Group, cutting an estimated $170M.

  • 564 institutional investors held Principal Financial Group (PFG) as of Q1 2020, down from 612 in Q4 2019.
  • Funds reported $6.09B of Principal Financial Group stock for Q1 2020, down 45% quarter-over-quarter.
  • 68 funds opened new Principal Financial Group positions in Q1 2020 and 112 closed out, a net change of -44 holders.
  • The largest Principal Financial Group buyer in Q1 2020 was Prudential plc, an estimated $76.5M added.
  • The largest Principal Financial Group seller in Q1 2020 was Wellington Management Group, an estimated $170M sold.

Based on aggregated 13F filings for Q1 2020.