D.E. Shaw & Co
PFG icon

D.E. Shaw & Co’s Principal Financial Group PFG Stock Holding History

D.E. Shaw & Co’s Portfolio PFG Stock Details PFG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$1.05M Sell
11,656
-9,002
-44% -$823K ﹤0.01% 3406
2025
Q4 		$1.82M Sell
20,658
-207,964
-91% -$17.6M ﹤0.01% 3125
2025
Q3 		$19M Sell
228,622
-124,642
-35% -$9.96M 0.01% 1208
2025
Q2 		$28.1M Buy
353,264
+289,703
+456% +$22.2M 0.02% 841
2025
Q1 		$5.36M Buy
63,561
+6,497
+11% +$540K ﹤0.01% 1835
2024
Q4 		$4.42M Sell
57,064
-103,880
-65% -$8.75M ﹤0.01% 2081
2024
Q3 		$13.8M Sell
160,944
-157,466
-49% -$12.7M 0.01% 1218
2024
Q2 		$25M Sell
318,410
-42,775
-12% -$3.47M 0.02% 776
2024
Q1 		$31.2M Buy
361,185
+248,247
+220% +$19.9M 0.03% 675
2023
Q4 		$8.88M Sell
112,938
-51,429
-31% -$3.72M 0.01% 1457
2023
Q3 		$11.8M Buy
164,367
+18,697
+13% +$1.45M 0.01% 1167
2023
Q2 		$11M Buy
145,670
+55,809
+62% +$4.02M 0.01% 1259
2023
Q1 		$6.68M Buy
89,861
+34,784
+63% +$2.95M 0.01% 1704
2022
Q4 		$4.62M Buy
55,077
+18,168
+49% +$1.56M 0.01% 2177
2022
Q3 		$2.66M Sell
36,909
-46,313
-56% -$3.33M ﹤0.01% 2747
2022
Q2 		$5.56M Buy
83,222
+10,860
+15% +$764K 0.01% 1998
2022
Q1 		$5.31M Buy
72,362
+19,943
+38% +$1.44M 0.01% 2241
2021
Q4 		$3.79M Buy
52,419
+400
+0.8% +$27.9K ﹤0.01% 2692
2021
Q3 		$3.35M Sell
52,019
-20,390
-28% -$1.31M ﹤0.01% 2513
2021
Q2 		$4.58M Sell
72,409
-22,047
-23% -$1.41M ﹤0.01% 2136
2021
Q1 		$5.66M Sell
94,456
-163,377
-63% -$9.11M 0.01% 1756
2020
Q4 		$12.8M Buy
257,833
+59,245
+30% +$2.71M 0.01% 1227
2020
Q3 		$8M Sell
198,588
-72,245
-27% -$3.08M 0.01% 1389
2020
Q2 		$11.3M Sell
270,833
-200,334
-43% -$7.31M 0.01% 1127
2020
Q1 		$14.8M Buy
471,167
+414,359
+729% +$19.6M 0.02% 785
2019
Q4 		$3.13M Buy
+56,808
New +$3.11M ﹤0.01% 2116
2019
Q3 		– Sell
-5,095
Closed -$295K – 3971
2019
Q2 		$295K Sell
5,095
-229
-4% -$12.6K ﹤0.01% 3320
2019
Q1 		$267K Sell
5,324
-4,887
-48% -$242K ﹤0.01% 3265
2018
Q4 		$451K Buy
10,211
+1,405
+16% +$69.2K ﹤0.01% 3149
2018
Q3 		$516K Sell
8,806
-112,399
-93% -$6.26M ﹤0.01% 3098
2018
Q2 		$6.42M Buy
121,205
+55,556
+85% +$3.23M 0.01% 1350
2018
Q1 		$4M Buy
65,649
+50,621
+337% +$3.33M 0.01% 1558
2017
Q4 		$1.06M Sell
15,028
-95,445
-86% -$6.58M ﹤0.01% 2545
2017
Q3 		$7.11M Buy
110,473
+60,092
+119% +$3.87M 0.01% 1144
2017
Q2 		$3.23M Buy
50,381
+33,481
+198% +$2.12M 0.01% 1668
2017
Q1 		$1.07M Sell
16,900
-65,321
-79% -$3.98M ﹤0.01% 2263
2016
Q4 		$4.76M Buy
82,221
+10,682
+15% +$599K 0.01% 1381
2016
Q3 		$3.69M Sell
71,539
-289,773
-80% -$13.6M 0.01% 1492
2016
Q2 		$14.9M Sell
361,312
-92,739
-20% -$3.91M 0.03% 667
2016
Q1 		$17.9M Buy
454,051
+319,202
+237% +$12.3M 0.03% 587
2015
Q4 		$6.07M Buy
134,849
+125,246
+1,304% +$6.11M 0.01% 1272
2015
Q3 		$455K Sell
9,603
-230,780
-96% -$12M ﹤0.01% 3124
2015
Q2 		$12.3M Buy
240,383
+58,120
+32% +$3.02M 0.02% 896
2015
Q1 		$9.36M Buy
182,263
+139,408
+325% +$7.01M 0.01% 1003
2014
Q4 		$2.23M Buy
+42,855
New +$2.22M ﹤0.01% 2190
2014
Q2 		– Sell
-16,699
Closed -$768K – 4449
2014
Q1 		$768K Sell
16,699
-302,163
-95% -$13.8M ﹤0.01% 3253
2013
Q4 		$15.7M Buy
318,862
+200,604
+170% +$9.53M 0.02% 830
2013
Q3 		$5.06M Sell
118,258
-70,192
-37% -$2.93M 0.01% 1575
2013
Q2 		$7.06M Buy
+188,450
New +$6.89M 0.01% 1105

Other funds holding PFG

BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
NLI
Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return
VCM
Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM
VPM
Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Capital World Investors
Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return
Charles Schwab
Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

D.E. Shaw & Co's PFG Position: Q1 2026 in Review

D.E. Shaw & Co reduced its Principal Financial Group (PFG) stake by 44% in Q1 2026, selling an estimated $823K and leaving 11,656 shares worth $1.05M. The position accounts for ﹤0.01% of the portfolio, ranked #3406.

D.E. Shaw & Co first reported a position in PFG in Q2 2013 and has held it in 49 quarters since. The position peaked at $31.2M in Q1 2024. 909 funds tracked by Wall St. Rank hold PFG as of Q1 2026.

  • D.E. Shaw & Co held 11,656 shares of Principal Financial Group worth $1.05M as of Q1 2026.
  • D.E. Shaw & Co sold 9,002 Principal Financial Group shares in Q1 2026, an estimated $823K.
  • Principal Financial Group made up ﹤0.01% of D.E. Shaw & Co's portfolio in Q1 2026, its #3406 holding.
  • D.E. Shaw & Co first reported a position in Principal Financial Group in Q2 2013 and has held it in 49 quarters since.
  • D.E. Shaw & Co's Principal Financial Group position peaked at $31.2M in Q1 2024.
  • 909 funds tracked by Wall St. Rank held Principal Financial Group as of Q1 2026.

Based on D.E. Shaw & Co's 13F filing for Q1 2026, filed 15 May 2026.