D.E. Shaw & Co
PFG icon

D.E. Shaw & Co’s Principal Financial Group PFG Stock Holding History

D.E. Shaw & Co’s Portfolio PFG Stock Details PFG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q2 		– Sell
-40,000
Closed -$1.84M – 4448
2014
Q1 		$1.84M Sell
40,000
-26,300
-40% -$1.2M ﹤0.01% 2472
2013
Q4 		$3.27M Sell
66,300
-45,000
-40% -$2.14M ﹤0.01% 2053
2013
Q3 		$4.77M Buy
111,300
+74,900
+206% +$3.12M 0.01% 1636
2013
Q2 		$1.36M Buy
+36,400
New +$1.33M ﹤0.01% 2456

Other funds holding PFG

BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
NLI
Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return
VCM
Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM
VPM
Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Capital World Investors
Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return
Charles Schwab
Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

D.E. Shaw & Co's PFG Position: Q1 2026 in Review

D.E. Shaw & Co reduced its Principal Financial Group (PFG) stake by 44% in Q1 2026, selling an estimated $823K and leaving 11,656 shares worth $1.05M. The position accounts for ﹤0.01% of the portfolio, ranked #3406.

D.E. Shaw & Co first reported a position in PFG in Q2 2013 and has held it in 49 quarters since. The position peaked at $31.2M in Q1 2024. 909 funds tracked by Wall St. Rank hold PFG as of Q1 2026.

  • D.E. Shaw & Co held 11,656 shares of Principal Financial Group worth $1.05M as of Q1 2026.
  • D.E. Shaw & Co sold 9,002 Principal Financial Group shares in Q1 2026, an estimated $823K.
  • Principal Financial Group made up ﹤0.01% of D.E. Shaw & Co's portfolio in Q1 2026, its #3406 holding.
  • D.E. Shaw & Co first reported a position in Principal Financial Group in Q2 2013 and has held it in 49 quarters since.
  • D.E. Shaw & Co's Principal Financial Group position peaked at $31.2M in Q1 2024.
  • 909 funds tracked by Wall St. Rank held Principal Financial Group as of Q1 2026.

Based on D.E. Shaw & Co's 13F filing for Q1 2026, filed 15 May 2026.