D.E. Shaw & Co’s Principal Financial Group PFG Stock Holding History

D.E. Shaw & Co’s Portfolio PFG Stock Details PFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q2	–	Sell	-19,300	Closed	-$1.16M	–	4950
2021 Q1	$1.16M	Hold	19,300	–	–	﹤0.01%	3007
2020 Q4	$957K	Hold	19,300	–	–	﹤0.01%	3051
2020 Q3	$777K	Buy	+19,300	New	+$823K	﹤0.01%	3005
2019 Q2	–	Sell	-7,400	Closed	-$371K	–	3813
2019 Q1	$371K	Hold	7,400	–	–	﹤0.01%	3128
2018 Q4	$327K	Buy	+7,400	New	+$364K	﹤0.01%	3304
2014 Q2	–	Sell	-20,000	Closed	-$920K	–	4450
2014 Q1	$920K	Sell	20,000 -33,900	-63%	-$1.55M	﹤0.01%	3106
2013 Q4	$2.66M	Hold	53,900	–	–	﹤0.01%	2246
2013 Q3	$2.31M	Buy	53,900 +43,900	+439%	+$1.83M	﹤0.01%	2294
2013 Q2	$375K	Buy	+10,000	New	+$366K	﹤0.01%	3439

Other funds holding PFG

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

NLI

Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return

VCM

Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM

VPM

Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

D.E. Shaw & Co's PFG Position: Q1 2026 in Review

D.E. Shaw & Co reduced its Principal Financial Group (PFG) stake by 44% in Q1 2026, selling an estimated $823K and leaving 11,656 shares worth $1.05M. The position accounts for ﹤0.01% of the portfolio, ranked #3406.

D.E. Shaw & Co first reported a position in PFG in Q2 2013 and has held it in 49 quarters since. The position peaked at $31.2M in Q1 2024. 909 funds tracked by Wall St. Rank hold PFG as of Q1 2026.

D.E. Shaw & Co held 11,656 shares of Principal Financial Group worth $1.05M as of Q1 2026.
D.E. Shaw & Co sold 9,002 Principal Financial Group shares in Q1 2026, an estimated $823K.
Principal Financial Group made up ﹤0.01% of D.E. Shaw & Co's portfolio in Q1 2026, its #3406 holding.
D.E. Shaw & Co first reported a position in Principal Financial Group in Q2 2013 and has held it in 49 quarters since.
D.E. Shaw & Co's Principal Financial Group position peaked at $31.2M in Q1 2024.
909 funds tracked by Wall St. Rank held Principal Financial Group as of Q1 2026.

Based on D.E. Shaw & Co's 13F filing for Q1 2026, filed 15 May 2026.