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Principal Financial Group

663 hedge funds and large institutions have $14.2B invested in Principal Financial Group in 2021 Q4 according to their latest regulatory filings, with 111 funds opening new positions, 203 increasing their positions, 214 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed

82% more first-time investments, than exits

New positions opened: 111 | Existing positions closed: 61

14% more capital invested

Capital invested by funds: $12.5B → $14.2B (+$1.72B)

7% more funds holding

Funds holding: 621663 (+42)

2% more ownership

Funds ownership: 72.19%74.19% (+2%)

5% less repeat investments, than reductions

Existing positions increased: 203 | Existing positions reduced: 214

6% less call options, than puts

Call options by funds: $26.4M | Put options by funds: $28.1M

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
663
Holders Change
+42
Holders Change %
+6.76%
% of All Funds
10.2%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.03%
New
111
Increased
203
Reduced
214
Closed
61
Calls
$26.4M
Puts
$28.1M
Net Calls
-$1.61M
Net Calls Change
+$12M
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$2.09B -$17.7M -254,088 -0.9%
BlackRock
2
BlackRock
New York
$1.63B +$35.7M +511,634 +2%
NLI
3
Nippon Life Insurance
Japan
$1.31B
Capital Research Global Investors
4
Capital Research Global Investors
California
$1.1B -$34.4M -492,966 -3%
State Street
5
State Street
Massachusetts
$976M +$12.2M +174,433 +1%
Bank of America
6
Bank of America
North Carolina
$802M +$685M +9,817,312 +771%
Geode Capital Management
7
Geode Capital Management
Massachusetts
$360M +$4M +57,389 +1%
CS
8
Credit Suisse
Switzerland
$315M -$95.8M -1,372,461 -24%
Northern Trust
9
Northern Trust
Illinois
$294M -$12.8M -183,531 -4%
Bank of New York Mellon
10
Bank of New York Mellon
New York
$293M -$50.6M -724,899 -15%
Charles Schwab
11
Charles Schwab
California
$275M +$6.86M +98,235 +3%
Dimensional Fund Advisors
12
Dimensional Fund Advisors
Texas
$265M -$8.88M -127,277 -3%
Goldman Sachs
13
Goldman Sachs
New York
$221M +$60.4M +865,635 +39%
Invesco
14
Invesco
Georgia
$204M -$18.3M -261,675 -9%
Norges Bank
15
Norges Bank
Norway
$203M -$1.02M -14,641 -0.5%
Canada Pension Plan Investment Board
16
Canada Pension Plan Investment Board
Ontario, Canada
$172M
Wellington Management Group
17
Wellington Management Group
Massachusetts
$139M +$50K +716 +0%
Legal & General Group
18
Legal & General Group
United Kingdom
$137M -$3.88M -55,550 -3%
Fidelity Investments
19
Fidelity Investments
Massachusetts
$127M -$20M -286,411 -14%
Barclays
20
Barclays
United Kingdom
$126M -$64.1M -918,043 -34%
Ameriprise
21
Ameriprise
Minnesota
$121M +$90.4M +1,295,264 +230%
MPI
22
Mairs & Power Inc
Minnesota
$107M -$13M -186,309 -11%
PPA
23
Parametric Portfolio Associates
Washington
$105M +$4.26M +60,996 +4%
Toronto Dominion Bank
24
Toronto Dominion Bank
Ontario, Canada
$94.2M -$14.8M -212,707 -14%
UBS AM
25
UBS AM
Illinois
$87.2M +$1.48M +21,152 +2%

PFG Hedge Fund Activity: Q4 2021 in Review

663 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2021, worth a combined $14.2B — up 14% from $12.5B a quarter earlier.

Buyers outnumbered sellers: 111 funds opened new PFG positions and 61 closed out — a net gain of 50 holders — while 203 added to existing stakes and 214 trimmed.

The largest buyer was Bank of America, adding an estimated $685M. The largest seller was Bank of Montreal, cutting an estimated $136M.

  • 663 institutional investors held Principal Financial Group (PFG) as of Q4 2021, up from 621 in Q3 2021.
  • Funds reported $14.2B of Principal Financial Group stock for Q4 2021, up 14% quarter-over-quarter.
  • 111 funds opened new Principal Financial Group positions in Q4 2021 and 61 closed out, a net change of +50 holders.
  • The largest Principal Financial Group buyer in Q4 2021 was Bank of America, an estimated $685M added.
  • The largest Principal Financial Group seller in Q4 2021 was Bank of Montreal, an estimated $136M sold.

Based on aggregated 13F filings for Q4 2021.