Capstone Investment Advisors
PFG icon

Capstone Investment Advisors’s Principal Financial Group PFG Stock Holding History

Capstone Investment Advisors’s Portfolio PFG Stock Details PFG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-2,829
Closed -$235K – 1940
2025
Q3 		$235K Buy
+2,829
New +$226K ﹤0.01% 1754
2025
Q1 		– Sell
-8,414
Closed -$651K – 1749
2024
Q4 		$651K Buy
8,414
+4,619
+122% +$389K ﹤0.01% 1220
2024
Q3 		$326K Sell
3,795
-250
-6% -$20.2K ﹤0.01% 1385
2024
Q2 		$317K Buy
4,045
+876
+28% +$71.1K ﹤0.01% 1564
2024
Q1 		$274K Buy
3,169
+2,465
+350% +$198K ﹤0.01% 1878
2023
Q4 		$55.4K Buy
+704
New +$51K ﹤0.01% 1998
2023
Q3 		– Sell
-4,306
Closed -$334K – 2244
2023
Q2 		$327K Sell
4,306
-79
-2% -$5.69K ﹤0.01% 1355
2023
Q1 		$326K Buy
+4,385
New +$372K ﹤0.01% 1148
2022
Q1 		– Sell
-400,000
Closed -$29M – 2131
2021
Q4 		$28.9M Buy
400,000
+399,117
+45,200% +$27.9M 0.05% 332
2021
Q3 		$57K Buy
+883
New +$56.7K ﹤0.01% 1838
2020
Q4 		– Sell
-2,324
Closed -$106K – 1739
2020
Q3 		$94K Buy
+2,324
New +$99.1K ﹤0.01% 1340
2020
Q1 		– Sell
-1,064
Closed -$59K – 1336
2019
Q4 		$59K Buy
+1,064
New +$58.2K ﹤0.01% 1328
2017
Q4 		– Sell
-8,700
Closed -$559K – 614
2017
Q3 		$559K Buy
+8,700
New +$560K 0.02% 295
2017
Q1 		– Sell
-65,500
Closed -$3.79M – 1062
2016
Q4 		$3.79M Buy
+65,500
New +$3.67M 0.12% 165
2016
Q2 		– Sell
-7,800
Closed -$307K – 819
2016
Q1 		$307K Sell
7,800
-33,700
-81% -$1.3M 0.01% 513
2015
Q4 		$1.87M Buy
+41,500
New +$2.03M 0.05% 170

Other funds holding PFG

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
NLI
Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Norges Bank
Norges Bank Oslo, Norway $935B AUM

Capstone Investment Advisors's PFG Position: Q4 2025 in Review

Capstone Investment Advisors sold out of Principal Financial Group (PFG) in Q4 2025, closing a stake of 2,829 shares — an estimated $235K sold.

Capstone Investment Advisors first reported a position in PFG in Q4 2015 and held it in 16 quarters. The position peaked at $28.9M in Q4 2021. 892 funds tracked by Wall St. Rank hold PFG as of Q4 2025.

  • Capstone Investment Advisors reported no remaining Principal Financial Group position as of Q4 2025 after selling out during the quarter.
  • Capstone Investment Advisors sold 2,829 Principal Financial Group shares in Q4 2025, an estimated $235K.
  • Capstone Investment Advisors first reported a position in Principal Financial Group in Q4 2015 and held it in 16 quarters.
  • Capstone Investment Advisors's Principal Financial Group position peaked at $28.9M in Q4 2021.
  • 892 funds tracked by Wall St. Rank held Principal Financial Group as of Q4 2025.

Based on Capstone Investment Advisors's 13F filing for Q4 2025, filed 17 Feb 2026.