Capstone Investment Advisors
PFG icon

Capstone Investment Advisors’s Principal Financial Group PFG Stock Holding History

Capstone Investment Advisors’s Portfolio PFG Stock Details PFG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q1 		– Sell
-400
Closed -$31K – 1748
2024
Q4 		$31K Hold
400
– – ﹤0.01% 1782
2024
Q3 		$34.4K Buy
+400
New +$32.3K ﹤0.01% 1831
2024
Q2 		– Sell
-800
Closed -$69K – 2370
2024
Q1 		$69K Sell
800
-1,200
-60% -$96.3K ﹤0.01% 2190
2023
Q4 		$157K Buy
2,000
+400
+25% +$29K ﹤0.01% 1844
2023
Q3 		$115K Sell
1,600
-1,200
-43% -$93.1K ﹤0.01% 1927
2023
Q2 		$212K Buy
2,800
+600
+27% +$43.2K ﹤0.01% 1527
2023
Q1 		$164K Hold
2,200
– – ﹤0.01% 1308
2022
Q4 		$185K Hold
2,200
– – ﹤0.01% 1318
2022
Q3 		$159K Buy
+2,200
New +$158K ﹤0.01% 1512
2022
Q2 		– Sell
-800
Closed -$59K – 2038
2022
Q1 		$59K Sell
800
-9,000
-92% -$652K ﹤0.01% 1878
2021
Q4 		$709K Sell
9,800
-2,900
-23% -$202K ﹤0.01% 1393
2021
Q3 		$818K Buy
12,700
+11,300
+807% +$725K ﹤0.01% 1471
2021
Q2 		$88K Sell
1,400
-4,000
-74% -$256K ﹤0.01% 1584
2021
Q1 		$324K Buy
5,400
+3,600
+200% +$201K ﹤0.01% 1350
2020
Q4 		$89K Sell
1,800
-1,500
-45% -$68.7K ﹤0.01% 1570
2020
Q3 		$133K Sell
3,300
-900
-21% -$38.4K ﹤0.01% 1320
2020
Q2 		$174K Buy
+4,200
New +$153K ﹤0.01% 1228
2020
Q1 		– Sell
-3,400
Closed -$187K – 1335
2019
Q4 		$187K Hold
3,400
– – ﹤0.01% 1269
2019
Q3 		$194K Buy
+3,400
New +$191K ﹤0.01% 1234

Other funds holding PFG

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
NLI
Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Norges Bank
Norges Bank Oslo, Norway $935B AUM

Capstone Investment Advisors's PFG Position: Q4 2025 in Review

Capstone Investment Advisors sold out of Principal Financial Group (PFG) in Q4 2025, closing a stake of 2,829 shares — an estimated $235K sold.

Capstone Investment Advisors first reported a position in PFG in Q4 2015 and held it in 16 quarters. The position peaked at $28.9M in Q4 2021. 892 funds tracked by Wall St. Rank hold PFG as of Q4 2025.

  • Capstone Investment Advisors reported no remaining Principal Financial Group position as of Q4 2025 after selling out during the quarter.
  • Capstone Investment Advisors sold 2,829 Principal Financial Group shares in Q4 2025, an estimated $235K.
  • Capstone Investment Advisors first reported a position in Principal Financial Group in Q4 2015 and held it in 16 quarters.
  • Capstone Investment Advisors's Principal Financial Group position peaked at $28.9M in Q4 2021.
  • 892 funds tracked by Wall St. Rank held Principal Financial Group as of Q4 2025.

Based on Capstone Investment Advisors's 13F filing for Q4 2025, filed 17 Feb 2026.