We are live on ! Find out more
PFG icon

Principal Financial Group

730 hedge funds and large institutions have $13.2B invested in Principal Financial Group in 2023 Q2 according to their latest regulatory filings, with 58 funds opening new positions, 225 increasing their positions, 296 reducing their positions, and 66 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more call options, than puts

Call options by funds: $16.4M | Put options by funds: $10.6M

2% less capital invested

Capital invested by funds: $13.5B → $13.2B (-$252M)

2% less funds holding

Funds holding: 743730 (-13)

4.16% less ownership

Funds ownership: 75.91%71.74% (-4.2%)

12% less first-time investments, than exits

New positions opened: 58 | Existing positions closed: 66

24% less repeat investments, than reductions

Existing positions increased: 225 | Existing positions reduced: 296

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
730
Holders Change
-13
Holders Change %
-1.75%
% of All Funds
11.46%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.03%
New
58
Increased
225
Reduced
296
Closed
66
Calls
$16.4M
Puts
$10.6M
Net Calls
+$5.84M
Net Calls Change
-$2.19M
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$2.23B -$20.5M -283,759 -1%
BlackRock
2
BlackRock
New York
$1.51B -$110M -1,530,026 -7%
NLI
3
Nippon Life Insurance
Japan
$1.38B
Bank of America
4
Bank of America
North Carolina
$1.04B -$207M -2,871,168 -17%
State Street
5
State Street
Massachusetts
$770M +$18.6M +258,621 +3%
Capital Research Global Investors
6
Capital Research Global Investors
California
$694M +$58.6M +813,139 +10%
Geode Capital Management
7
Geode Capital Management
Massachusetts
$424M +$6.31M +87,605 +2%
Northern Trust
8
Northern Trust
Illinois
$296M -$3.88M -53,885 -1%
Dimensional Fund Advisors
9
Dimensional Fund Advisors
Texas
$294M +$16.4M +227,364 +6%
Wellington Management Group
10
Wellington Management Group
Massachusetts
$292M +$62.8M +870,872 +29%
Norges Bank
11
Norges Bank
Norway
$205M +$4.25M +58,981 +2%
Morgan Stanley
12
Morgan Stanley
New York
$202M -$16.7M -231,343 -8%
First Trust Advisors
13
First Trust Advisors
Illinois
$202M -$161M -2,240,032 -46%
Goldman Sachs
14
Goldman Sachs
New York
$178M -$2.49M -34,552 -1%
Legal & General Group
15
Legal & General Group
United Kingdom
$159M +$20M +277,588 +15%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$152M -$11.7M -161,755 -7%
Invesco
17
Invesco
Georgia
$150M +$13.2M +182,922 +10%
Bank of New York Mellon
18
Bank of New York Mellon
New York
$133M -$3.63M -50,420 -3%
Charles Schwab
19
Charles Schwab
California
$97M -$191K -2,650 -0.2%
MPI
20
Mairs & Power Inc
Minnesota
$91.2M -$1.16M -16,076 -1%
UBS AM
21
UBS AM
Illinois
$82.5M
Swiss National Bank
22
Swiss National Bank
Switzerland
$66.6M -$6.74M -93,500 -10%
HSBC Holdings
23
HSBC Holdings
United Kingdom
$57.2M +$9.99M +138,612 +23%
Sumitomo Mitsui Trust Group
24
Sumitomo Mitsui Trust Group
Japan
$51.3M -$4.92M -68,228 -9%
Amundi
25
Amundi
France
$51.2M +$1.01M +13,974 +2%

PFG Hedge Fund Activity: Q2 2023 in Review

730 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q2 2023, worth a combined $13.2B — down 1.9% from $13.5B a quarter earlier.

Sellers outnumbered buyers: 66 funds closed out of PFG and 58 opened new positions — a net loss of 8 holders — while 296 trimmed existing stakes and 225 added.

The largest buyer was Wellington Management Group, adding an estimated $62.8M. The largest seller was Envestnet Asset Management, cutting an estimated $266M.

  • 730 institutional investors held Principal Financial Group (PFG) as of Q2 2023, down from 743 in Q1 2023.
  • Funds reported $13.2B of Principal Financial Group stock for Q2 2023, down 1.9% quarter-over-quarter.
  • 58 funds opened new Principal Financial Group positions in Q2 2023 and 66 closed out, a net change of -8 holders.
  • The largest Principal Financial Group buyer in Q2 2023 was Wellington Management Group, an estimated $62.8M added.
  • The largest Principal Financial Group seller in Q2 2023 was Envestnet Asset Management, an estimated $266M sold.

Based on aggregated 13F filings for Q2 2023.