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Principal Financial Group

621 hedge funds and large institutions have $12.5B invested in Principal Financial Group in 2021 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 206 increasing their positions, 221 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed

43% more first-time investments, than exits

New positions opened: 50 | Existing positions closed: 35

1% more funds holding

Funds holding: 613621 (+8)

2% more capital invested

Capital invested by funds: $12.2B → $12.5B (+$241M)

0.88% more ownership

Funds ownership: 71.31%72.19% (+0.88%)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

7% less repeat investments, than reductions

Existing positions increased: 206 | Existing positions reduced: 221

39% less call options, than puts

Call options by funds: $20.9M | Put options by funds: $34.5M

Holders
621
Holders Change
+8
Holders Change %
+1.31%
% of All Funds
10.87%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
50
Increased
206
Reduced
221
Closed
35
Calls
$20.9M
Puts
$34.5M
Net Calls
-$13.6M
Net Calls Change
-$15M
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$1.88B -$15M -233,720 -0.8%
BlackRock
2
BlackRock
New York
$1.42B -$8.47M -131,945 -0.6%
NLI
3
Nippon Life Insurance
Japan
$1.17B
Capital Research Global Investors
4
Capital Research Global Investors
California
$1.01B -$4.85M -75,610 -0.5%
State Street
5
State Street
Massachusetts
$858M +$8.84M +137,725 +1%
CS
6
Credit Suisse
Switzerland
$369M +$361K +5,628 +0.1%
Geode Capital Management
7
Geode Capital Management
Massachusetts
$317M +$4.8M +74,731 +2%
Bank of New York Mellon
8
Bank of New York Mellon
New York
$308M +$57.5M +895,728 +23%
Northern Trust
9
Northern Trust
Illinois
$274M -$7.19M -112,048 -3%
Dimensional Fund Advisors
10
Dimensional Fund Advisors
Texas
$244M -$2.11M -32,830 -0.9%
Charles Schwab
11
Charles Schwab
California
$239M +$17.8M +276,715 +8%
Invesco
12
Invesco
Georgia
$198M -$21.7M -338,716 -10%
Norges Bank
13
Norges Bank
Norway
$181M -$3.55M -55,302 -2%
Barclays
14
Barclays
United Kingdom
$172M +$119M +1,852,584 +228%
Bank of Montreal
15
Bank of Montreal
Ontario, Canada
$165M +$55M +855,978 +52%
Canada Pension Plan Investment Board
16
Canada Pension Plan Investment Board
Ontario, Canada
$153M +$39.1M +609,000 +35%
Goldman Sachs
17
Goldman Sachs
New York
$141M +$31.2M +486,471 +28%
Fidelity Investments
18
Fidelity Investments
Massachusetts
$132M -$39.9M -621,956 -23%
Legal & General Group
19
Legal & General Group
United Kingdom
$126M +$5.36M +83,491 +4%
Wellington Management Group
20
Wellington Management Group
Massachusetts
$124M -$40.6K -633 -0%
MPI
21
Mairs & Power Inc
Minnesota
$107M -$7.88M -122,803 -7%
Toronto Dominion Bank
22
Toronto Dominion Bank
Ontario, Canada
$97.6M +$8.27M +128,891 +9%
PPA
23
Parametric Portfolio Associates
Washington
$89.8M -$735K -11,447 -0.8%
Bank of America
24
Bank of America
North Carolina
$82M -$8.19M -127,610 -9%
UBS AM
25
UBS AM
Illinois
$76.3M +$6.68M +103,992 +10%

PFG Hedge Fund Activity: Q3 2021 in Review

621 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2021, worth a combined $12.5B — up 2% from $12.2B a quarter earlier.

Buyers outnumbered sellers: 50 funds opened new PFG positions and 35 closed out — a net gain of 15 holders — while 206 added to existing stakes and 221 trimmed.

The largest buyer was Barclays, adding an estimated $119M. The largest seller was Wells Fargo, cutting an estimated $50.4M.

  • 621 institutional investors held Principal Financial Group (PFG) as of Q3 2021, up from 613 in Q2 2021.
  • Funds reported $12.5B of Principal Financial Group stock for Q3 2021, up 2% quarter-over-quarter.
  • 50 funds opened new Principal Financial Group positions in Q3 2021 and 35 closed out, a net change of +15 holders.
  • The largest Principal Financial Group buyer in Q3 2021 was Barclays, an estimated $119M added.
  • The largest Principal Financial Group seller in Q3 2021 was Wells Fargo, an estimated $50.4M sold.

Based on aggregated 13F filings for Q3 2021.