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Principal Financial Group

721 hedge funds and large institutions have $12.4B invested in Principal Financial Group in 2023 Q3 according to their latest regulatory filings, with 65 funds opening new positions, 216 increasing their positions, 282 reducing their positions, and 65 closing their positions.

New
Increased
Maintained
Reduced
Closed

77% more call options, than puts

Call options by funds: $18M | Put options by funds: $10.1M

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

0% more first-time investments, than exits

New positions opened: 65 | Existing positions closed: 65

0.78% less ownership

Funds ownership: 71.74%70.97% (-0.78%)

1% less funds holding

Funds holding: 730721 (-9)

6% less capital invested

Capital invested by funds: $13.2B → $12.4B (-$827M)

23% less repeat investments, than reductions

Existing positions increased: 216 | Existing positions reduced: 282

Holders
721
Holders Change
-9
Holders Change %
-1.23%
% of All Funds
11.44%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
65
Increased
216
Reduced
282
Closed
65
Calls
$18M
Puts
$10.1M
Net Calls
+$7.81M
Net Calls Change
+$1.97M
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$2.09B -$32.8M -422,011 -1%
BlackRock
2
BlackRock
New York
$1.41B -$29.5M -379,690 -2%
NLI
3
Nippon Life Insurance
Japan
$1.31B
Bank of America
4
Bank of America
North Carolina
$872M -$126M -1,625,781 -12%
State Street
5
State Street
Massachusetts
$712M -$21.3M -274,119 -3%
Capital Research Global Investors
6
Capital Research Global Investors
California
$706M +$50.2M +646,962 +7%
Geode Capital Management
7
Geode Capital Management
Massachusetts
$372M -$34.2M -440,294 -8%
Wellington Management Group
8
Wellington Management Group
Massachusetts
$319M +$44.7M +575,646 +15%
Dimensional Fund Advisors
9
Dimensional Fund Advisors
Texas
$283M +$3.89M +50,148 +1%
Northern Trust
10
Northern Trust
Illinois
$283M +$1.25M +16,052 +0.4%
Norges Bank
11
Norges Bank
Norway
$198M +$3.18M +40,981 +2%
First Trust Advisors
12
First Trust Advisors
Illinois
$190M -$1.76M -22,676 -0.9%
Morgan Stanley
13
Morgan Stanley
New York
$188M -$3.78M -48,641 -2%
Invesco
14
Invesco
Georgia
$161M +$19.3M +249,127 +13%
Legal & General Group
15
Legal & General Group
United Kingdom
$145M -$6.88M -88,615 -4%
Goldman Sachs
16
Goldman Sachs
New York
$141M -$30M -387,017 -17%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$133M -$12.1M -156,216 -8%
Bank of New York Mellon
18
Bank of New York Mellon
New York
$118M -$9.73M -125,415 -7%
Balyasny Asset Management
19
Balyasny Asset Management
Illinois
$104M +$74.8M +963,764 +203%
Charles Schwab
20
Charles Schwab
California
$92.4M +$248K +3,190 +0.2%
HSBC Holdings
21
HSBC Holdings
United Kingdom
$87.3M +$35.4M +456,455 +60%
MPI
22
Mairs & Power Inc
Minnesota
$86M -$728K -9,381 -0.8%
UBS AM
23
UBS AM
Illinois
$83.7M +$4.01M +51,682 +5%
Swiss National Bank
24
Swiss National Bank
Switzerland
$56.3M -$7.51M -96,700 -11%
Amundi
25
Amundi
France
$52.5M +$6.52M +84,062 +13%

PFG Hedge Fund Activity: Q3 2023 in Review

721 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2023, worth a combined $12.4B — down 6.3% from $13.2B a quarter earlier.

Fund positioning in PFG was balanced in Q3 2023: 65 funds opened new positions, 65 closed out, 216 added to existing stakes and 282 trimmed.

The largest buyer was Balyasny Asset Management, adding an estimated $74.8M. The largest seller was Bank of America, cutting an estimated $126M.

  • 721 institutional investors held Principal Financial Group (PFG) as of Q3 2023, down from 730 in Q2 2023.
  • Funds reported $12.4B of Principal Financial Group stock for Q3 2023, down 6.3% quarter-over-quarter.
  • 65 funds opened new Principal Financial Group positions in Q3 2023 and 65 closed out, a net change of 0 holders.
  • The largest Principal Financial Group buyer in Q3 2023 was Balyasny Asset Management, an estimated $74.8M added.
  • The largest Principal Financial Group seller in Q3 2023 was Bank of America, an estimated $126M sold.

Based on aggregated 13F filings for Q3 2023.