Capstone Investment Advisors
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Capstone Investment Advisors’s Principal Financial Group PFG Stock Holding History

Capstone Investment Advisors’s Portfolio PFG Stock Details PFG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q1 		– Sell
-800
Closed -$61.9K – 1750
2024
Q4 		$61.9K Hold
800
– – ﹤0.01% 1743
2024
Q3 		$68.7K Buy
800
+400
+100% +$32.3K ﹤0.01% 1767
2024
Q2 		$31.4K Sell
400
-600
-60% -$48.7K ﹤0.01% 1986
2024
Q1 		$86.3K Sell
1,000
-400
-29% -$32.1K ﹤0.01% 2155
2023
Q4 		$110K Sell
1,400
-300
-18% -$21.7K ﹤0.01% 1927
2023
Q3 		$123K Sell
1,700
-8,400
-83% -$652K ﹤0.01% 1918
2023
Q2 		$766K Buy
10,100
+900
+10% +$64.9K ﹤0.01% 969
2023
Q1 		$684K Buy
9,200
+7,500
+441% +$636K ﹤0.01% 910
2022
Q4 		$143K Hold
1,700
– – ﹤0.01% 1347
2022
Q3 		$123K Buy
+1,700
New +$122K ﹤0.01% 1534
2022
Q2 		– Sell
-14,100
Closed -$1.03M – 2039
2022
Q1 		$1.03M Sell
14,100
-50,000
-78% -$3.62M ﹤0.01% 1298
2021
Q4 		$4.64M Sell
64,100
-22,600
-26% -$1.58M 0.01% 845
2021
Q3 		$5.58M Buy
86,700
+63,200
+269% +$4.06M 0.01% 821
2021
Q2 		$1.49M Buy
23,500
+20,600
+710% +$1.32M ﹤0.01% 1122
2021
Q1 		$174K Sell
2,900
-32,900
-92% -$1.83M ﹤0.01% 1466
2020
Q4 		$1.78M Buy
35,800
+1,000
+3% +$45.8K 0.01% 909
2020
Q3 		$1.4M Sell
34,800
-200
-0.6% -$8.53K 0.01% 925
2020
Q2 		$1.45M Buy
+35,000
New +$1.28M 0.01% 809
2020
Q1 		– Sell
-3,000
Closed -$165K – 1337
2019
Q4 		$165K Sell
3,000
-200
-6% -$10.9K ﹤0.01% 1279
2019
Q3 		$183K Buy
+3,200
New +$180K ﹤0.01% 1243

Other funds holding PFG

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
NLI
Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Norges Bank
Norges Bank Oslo, Norway $935B AUM

Capstone Investment Advisors's PFG Position: Q4 2025 in Review

Capstone Investment Advisors sold out of Principal Financial Group (PFG) in Q4 2025, closing a stake of 2,829 shares — an estimated $235K sold.

Capstone Investment Advisors first reported a position in PFG in Q4 2015 and held it in 16 quarters. The position peaked at $28.9M in Q4 2021. 892 funds tracked by Wall St. Rank hold PFG as of Q4 2025.

  • Capstone Investment Advisors reported no remaining Principal Financial Group position as of Q4 2025 after selling out during the quarter.
  • Capstone Investment Advisors sold 2,829 Principal Financial Group shares in Q4 2025, an estimated $235K.
  • Capstone Investment Advisors first reported a position in Principal Financial Group in Q4 2015 and held it in 16 quarters.
  • Capstone Investment Advisors's Principal Financial Group position peaked at $28.9M in Q4 2021.
  • 892 funds tracked by Wall St. Rank held Principal Financial Group as of Q4 2025.

Based on Capstone Investment Advisors's 13F filing for Q4 2025, filed 17 Feb 2026.