First Allied Advisory Services’s iShares Gold Trust IAU Stock Holding History

First Allied Advisory Services’s Portfolio IAU Stock Details IAU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$2.58M	Sell	71,615 -19,267	-21%	-$704K	0.09%	242
2020 Q2	$3.09M	Sell	90,882 -1,796	-2%	-$58.9K	0.11%	193
2020 Q1	$2.79M	Buy	92,678 +41,086	+80%	+$1.24M	0.12%	178
2019 Q4	$1.49M	Sell	51,592 -1,500	-3%	-$42.5K	0.05%	367
2019 Q3	$1.5M	Buy	53,092 +7,792	+17%	+$220K	0.05%	366
2019 Q2	$1.22M	Buy	45,300 +26,577	+142%	+$666K	0.04%	415
2019 Q1	$469K	Buy	18,723 +171	+0.9%	+$4.27K	0.02%	697
2018 Q4	$460K	Buy	18,552 +318	+2%	+$7.49K	0.02%	636
2018 Q3	$415K	Sell	18,234 -73,965	-80%	-$1.72M	0.01%	779
2018 Q2	$2.23M	Buy	92,199 +81,239	+741%	+$2.04M	0.08%	267
2018 Q1	$282K	Buy	10,960 +1,331	+14%	+$34K	0.01%	895
2017 Q4	$247K	Sell	9,629 -23,162	-71%	-$568K	0.01%	963
2017 Q3	$804K	Buy	32,791 +23,691	+260%	+$583K	0.03%	471
2017 Q2	$214K	Buy	+9,100	New	+$220K	0.01%	995
2017 Q1	–	Sell	-65,645	Closed	-$1.46M	–	1120
2016 Q4	$1.46M	Sell	65,645 -18,199	-22%	-$427K	0.07%	283
2016 Q3	$2.13M	Buy	83,844 +6,170	+8%	+$159K	0.11%	202
2016 Q2	$1.99M	Buy	77,674 +17,626	+29%	+$428K	0.11%	211
2016 Q1	$1.42M	Buy	60,048 +53,785	+859%	+$1.23M	0.08%	264
2015 Q4	$128K	Sell	6,263 -1,775	-22%	-$37.9K	0.01%	1032
2015 Q3	$169K	Sell	8,038 -117,003	-94%	-$2.54M	0.01%	950
2015 Q2	$2.85M	Buy	125,041 +57,159	+84%	+$1.32M	0.13%	195
2015 Q1	$1.55M	Buy	67,882 +49,694	+273%	+$1.17M	0.1%	237
2014 Q4	$414K	Buy	18,188 +3,218	+21%	+$74.8K	0.03%	591
2014 Q3	$353K	Sell	14,970 -2,852	-16%	-$70.8K	0.03%	658
2014 Q2	$462K	Sell	17,822 -6,515	-27%	-$163K	0.03%	547
2014 Q1	$597K	Sell	24,337 -21,281	-47%	-$534K	0.04%	460
2013 Q4	$1.07M	Sell	45,618 -73,186	-62%	-$1.81M	0.09%	275
2013 Q3	$3.07M	Buy	118,804 +5,653	+5%	+$146K	0.18%	145
2013 Q2	$2.72M	Buy	+113,151	New	+$3.12M	0.22%	133

Other funds holding IAU

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $154B AUM 29.96% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

First Allied Advisory Services's IAU Position: Q3 2020 in Review

First Allied Advisory Services reduced its iShares Gold Trust (IAU) stake by 21% in Q3 2020, selling an estimated $704K and leaving 71,615 shares worth $2.58M. The position accounts for 0.09% of the portfolio, ranked #242.

First Allied Advisory Services first reported a position in IAU in Q2 2013 and has held it in 29 quarters since. The position peaked at $3.09M in Q2 2020. 877 funds tracked by Wall St. Rank hold IAU as of Q3 2020.

First Allied Advisory Services held 71,615 shares of iShares Gold Trust worth $2.58M as of Q3 2020.
First Allied Advisory Services sold 19,267 iShares Gold Trust shares in Q3 2020, an estimated $704K.
iShares Gold Trust made up 0.09% of First Allied Advisory Services's portfolio in Q3 2020, its #242 holding.
First Allied Advisory Services first reported a position in iShares Gold Trust in Q2 2013 and has held it in 29 quarters since.
First Allied Advisory Services's iShares Gold Trust position peaked at $3.09M in Q2 2020.
877 funds tracked by Wall St. Rank held iShares Gold Trust as of Q3 2020.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.