First Allied Advisory Services’s Ares Capital ARCC Stock Holding History

First Allied Advisory Services’s Portfolio ARCC Stock Details ARCC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$2.73M	Buy	195,325 +5,980	+3%	+$85.1K	0.09%	227
2020 Q2	$2.74M	Buy	189,345 +81,519	+76%	+$1.1M	0.1%	213
2020 Q1	$1.16M	Buy	107,826 +13,657	+15%	+$230K	0.05%	362
2019 Q4	$1.76M	Buy	94,169 +16,231	+21%	+$301K	0.06%	338
2019 Q3	$1.46M	Buy	77,938 +19,887	+34%	+$369K	0.05%	374
2019 Q2	$1.04M	Buy	58,051 +8,484	+17%	+$150K	0.04%	455
2019 Q1	$849K	Buy	49,567 +10,276	+26%	+$172K	0.03%	495
2018 Q4	$612K	Buy	39,291 +7,243	+23%	+$120K	0.02%	552
2018 Q3	$552K	Buy	32,048 +6,474	+25%	+$111K	0.02%	685
2018 Q2	$419K	Sell	25,574 -4,327	-14%	-$71.1K	0.02%	736
2018 Q1	$475K	Buy	29,901 +1,146	+4%	+$18.2K	0.02%	681
2017 Q4	$454K	Buy	28,755 +616	+2%	+$10K	0.02%	691
2017 Q3	$460K	Buy	28,139 +1,104	+4%	+$17.9K	0.02%	650
2017 Q2	$443K	Sell	27,035 -1,008	-4%	-$17K	0.02%	661
2017 Q1	$487K	Buy	28,043 +1,177	+4%	+$20.3K	0.03%	595
2016 Q4	$443K	Buy	26,866 +2,053	+8%	+$32.3K	0.02%	626
2016 Q3	$385K	Sell	24,813 -2,040	-8%	-$31.3K	0.02%	650
2016 Q2	$380K	Buy	26,853 +4,127	+18%	+$61.2K	0.02%	651
2016 Q1	$337K	Buy	22,726 +1,167	+5%	+$16.1K	0.02%	698
2015 Q4	$307K	Sell	21,559 -1,432	-6%	-$21.7K	0.02%	759
2015 Q3	$338K	Buy	22,991 +1,516	+7%	+$23.8K	0.02%	692
2015 Q2	$352K	Buy	21,475 +1,365	+7%	+$22.8K	0.02%	760
2015 Q1	$346K	Buy	20,110 +1,829	+10%	+$30.5K	0.02%	718
2014 Q4	$285K	Sell	18,281 -21,477	-54%	-$343K	0.02%	780
2014 Q3	$645K	Sell	39,758 -158,002	-80%	-$2.67M	0.05%	430
2014 Q2	$3.6M	Buy	197,760 +18,143	+10%	+$312K	0.26%	97
2014 Q1	$3.22M	Buy	179,617 +11,186	+7%	+$200K	0.24%	98
2013 Q4	$3.05M	Buy	168,431 +142,949	+561%	+$2.52M	0.24%	116
2013 Q3	$443K	Buy	25,482 +4,277	+20%	+$74.9K	0.03%	586
2013 Q2	$367K	Buy	+21,205	New	+$370K	0.03%	599

Other funds holding ARCC

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

OAC

OMERS Administration Corp Toronto, Ontario, Canada $16.7B AUM 35.96% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Lord, Abbett & Co Jersey City, New Jersey $34.9B AUM 72.7% 1-Year Est. Return

CIM

CCLA Investment Management London, United Kingdom $6.23B AUM

First Allied Advisory Services's ARCC Position: Q3 2020 in Review

First Allied Advisory Services increased its Ares Capital (ARCC) stake by 3.2% in Q3 2020, buying an estimated $85.1K and bringing the position to 195,325 shares worth $2.73M. The position accounts for 0.09% of the portfolio, ranked #227.

First Allied Advisory Services first reported a position in ARCC in Q2 2013 and has held it in 30 quarters since. The position peaked at $3.6M in Q2 2014. 487 funds tracked by Wall St. Rank hold ARCC as of Q3 2020.

First Allied Advisory Services held 195,325 shares of Ares Capital worth $2.73M as of Q3 2020.
First Allied Advisory Services bought 5,980 Ares Capital shares in Q3 2020, an estimated $85.1K.
Ares Capital made up 0.09% of First Allied Advisory Services's portfolio in Q3 2020, its #227 holding.
First Allied Advisory Services first reported a position in Ares Capital in Q2 2013 and has held it in 30 quarters since.
First Allied Advisory Services's Ares Capital position peaked at $3.6M in Q2 2014.
487 funds tracked by Wall St. Rank held Ares Capital as of Q3 2020.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.