Advisor Group’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$19M	Buy	365,683 +70,620	+24%	+$3.66M	0.13%	150
2019 Q3	$15.3M	Buy	295,063 +58,882	+25%	+$3.06M	0.11%	163
2019 Q2	$12.2M	Buy	236,181 +63,645	+37%	+$3.27M	0.09%	191
2019 Q1	$8.85M	Buy	172,536 +65,759	+62%	+$3.36M	0.07%	231
2018 Q4	$5.45M	Buy	106,777 +19,330	+22%	+$984K	0.05%	298
2018 Q3	$4.46M	Buy	87,447 +30,353	+53%	+$1.55M	0.05%	354
2018 Q2	$2.92M	Buy	57,094 +12,848	+29%	+$658K	0.04%	402
2018 Q1	$2.27M	Buy	44,246 +29,486	+200%	+$1.52M	0.03%	513
2017 Q4	$762K	Sell	14,760 -4,980	-25%	-$258K	0.01%	1066
2017 Q3	$1.02M	Sell	19,740 -751	-4%	-$39.1K	0.02%	785
2017 Q2	$1.07M	Sell	20,491 -38,216	-65%	-$1.99M	0.02%	729
2017 Q1	$3.06M	Buy	58,707 +10,676	+22%	+$557K	0.06%	329
2016 Q4	$2.51M	Buy	48,031 +33,007	+220%	+$1.73M	0.06%	359
2016 Q3	$787K	Sell	15,024 -1,567	-9%	-$81.7K	0.02%	733
2016 Q2	$854K	Buy	+16,591	New	+$853K	0.02%	674