Advisor Group’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

Advisor Group’s Portfolio LMBS Stock Details LMBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$19M	Buy	365,683 +70,620	+24%	+$3.66M	0.13%	150
2019 Q3	$15.3M	Buy	295,063 +58,882	+25%	+$3.06M	0.11%	163
2019 Q2	$12.2M	Buy	236,181 +63,645	+37%	+$3.27M	0.09%	191
2019 Q1	$8.85M	Buy	172,536 +65,759	+62%	+$3.36M	0.07%	231
2018 Q4	$5.45M	Buy	106,777 +19,330	+22%	+$984K	0.05%	298
2018 Q3	$4.46M	Buy	87,447 +30,353	+53%	+$1.55M	0.04%	354
2018 Q2	$2.92M	Buy	57,094 +12,848	+29%	+$658K	0.04%	402
2018 Q1	$2.27M	Buy	44,246 +29,486	+200%	+$1.52M	0.03%	513
2017 Q4	$762K	Sell	14,760 -4,980	-25%	-$258K	0.01%	1066
2017 Q3	$1.02M	Sell	19,740 -751	-4%	-$39.1K	0.02%	785
2017 Q2	$1.07M	Sell	20,491 -38,216	-65%	-$1.99M	0.02%	729
2017 Q1	$3.06M	Buy	58,707 +10,676	+22%	+$557K	0.06%	329
2016 Q4	$2.51M	Buy	48,031 +33,007	+220%	+$1.73M	0.06%	359
2016 Q3	$787K	Sell	15,024 -1,567	-9%	-$81.7K	0.02%	733
2016 Q2	$854K	Buy	+16,591	New	+$853K	0.02%	674

Other funds holding LMBS

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $18.2B AUM 22.02% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Advisor Group's LMBS Position: Q4 2019 in Review

Advisor Group increased its First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) stake by 24% in Q4 2019, buying an estimated $3.66M and bringing the position to 365,683 shares worth $19M. The position accounts for 0.13% of the portfolio, ranked #150.

Advisor Group first reported a position in LMBS in Q2 2016 and has held it in 15 quarters since. 269 funds tracked by Wall St. Rank hold LMBS as of Q4 2019.

Advisor Group held 365,683 shares of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF worth $19M as of Q4 2019.
Advisor Group bought 70,620 First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF shares in Q4 2019, an estimated $3.66M.
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF made up 0.13% of Advisor Group's portfolio in Q4 2019, its #150 holding.
Advisor Group first reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q2 2016 and has held it in 15 quarters since.
269 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.