Mariner Independent Advisor Network’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

Mariner Independent Advisor Network’s Portfolio LMBS Stock Details LMBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	$6.67M	Buy	140,857 +6,987	+5%	+$337K	0.29%	77
2022 Q2	$6.45M	Sell	133,870 -38,341	-22%	-$1.86M	0.27%	88
2022 Q1	$8.42M	Sell	172,211 -147,865	-46%	-$7.32M	0.32%	80
2021 Q4	$16M	Buy	320,076 +7,864	+3%	+$395K	0.75%	23
2021 Q3	$15.8M	Buy	312,212 +139,498	+81%	+$7.08M	0.77%	20
2021 Q2	$8.79M	Buy	172,714 +62,230	+56%	+$3.18M	0.4%	55
2021 Q1	$5.64M	Sell	110,484 -19,442	-15%	-$999K	0.29%	81
2020 Q4	$6.69M	Buy	129,926 +94,755	+269%	+$4.89M	0.36%	66
2020 Q3	$1.82M	Buy	35,171 +6,457	+22%	+$334K	0.15%	152
2020 Q2	$1.48M	Sell	28,714 -371	-1%	-$19.2K	0.14%	171
2020 Q1	$1.49M	Sell	29,085 -11,531	-28%	-$599K	0.13%	167
2019 Q4	$2.1M	Buy	40,616 +831	+2%	+$43.1K	0.15%	153
2019 Q3	$2.07M	Buy	39,785 +734	+2%	+$38.1K	0.16%	146
2019 Q2	$2.02M	Buy	39,051 +2,298	+6%	+$118K	0.15%	149
2019 Q1	$1.88M	Buy	36,753 +5,536	+18%	+$283K	0.16%	148
2018 Q4	$1.59M	Buy	31,217 +15,323	+96%	+$780K	0.14%	163
2018 Q3	$808K	Buy	+15,894	New	+$813K	0.1%	161
2018 Q2	–	Sell	-17,024	Closed	-$874K	–	250
2018 Q1	$874K	Buy	+17,024	New	+$877K	0.05%	233
2017 Q4	–	Sell	-34,084	Closed	-$1.77M	–	298
2017 Q3	$1.77M	Sell	34,084 -13,837	-29%	-$721K	0.29%	72
2017 Q2	$2.5M	Buy	+47,921	New	+$2.5M	0.36%	80
2017 Q1	–	Sell	-203,745	Closed	-$10.6M	–	312
2016 Q4	$10.6M	Buy	203,745 +188,476	+1,234%	+$9.89M	1.73%	16
2016 Q3	$800K	Buy	+15,269	New	+$796K	0.11%	119

Other funds holding LMBS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Mariner Independent Advisor Network's LMBS Position: Q3 2022 in Review

Mariner Independent Advisor Network increased its First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) stake by 5.2% in Q3 2022, buying an estimated $337K and bringing the position to 140,857 shares worth $6.67M. The position accounts for 0.29% of the portfolio, ranked #77.

Mariner Independent Advisor Network first reported a position in LMBS in Q3 2016 and has held it in 22 quarters since. The position peaked at $16M in Q4 2021. 378 funds tracked by Wall St. Rank hold LMBS as of Q3 2022.

Mariner Independent Advisor Network held 140,857 shares of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF worth $6.67M as of Q3 2022.
Mariner Independent Advisor Network bought 6,987 First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF shares in Q3 2022, an estimated $337K.
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF made up 0.29% of Mariner Independent Advisor Network's portfolio in Q3 2022, its #77 holding.
Mariner Independent Advisor Network first reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q3 2016 and has held it in 22 quarters since.
Mariner Independent Advisor Network's First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position peaked at $16M in Q4 2021.
378 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF as of Q3 2022.

Based on Mariner Independent Advisor Network's 13F filing for Q3 2022, filed 10 Nov 2022.