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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

LMBS

Market cap $6.42B

#	Name	Holding	Trade Value	Shares Change	Change in Stake
1	1 Morgan Stanley New York	$688M	+$18.2M	+368,599	+3%
2	2 LPL Financial San Diego, California	$578M	+$52.8M	+1,067,632	+10%
3	3 Wells Fargo San Francisco, California	$271M	+$12.6M	+254,204	+5%
4	4 UBS Group Zurich, Switzerland	$231M	-$16.5M	-333,813	-7%
5	5 Raymond James Financial St Petersburg, Florida	$190M	+$10.6M	+214,907	+6%
6	6 Royal Bank of Canada Toronto, Ontario, Canada	$133M	+$6.18M	+124,947	+5%
7	7 Cetera Investment Advisers Schaumburg, Illinois	$122M	+$29.7M	+599,674	+33%
8	8 Bank of America Charlotte, North Carolina	$93.5M	+$12.2M	+246,797	+15%
9	9 First Trust Advisors Wheaton, Illinois	$61.4M	+$6.4M	+129,380	+12%
10	10 Commonwealth Equity Services Waltham, Massachusetts	$51M	+$3.88M	+78,316	+8%
11	BFG 11 Berger Financial Group Plymouth, Minnesota	$50.4M	+$1.02M	+20,541	+2%
12	12 Envestnet Asset Management Chicago, Illinois	$50.3M	+$1.97M	+39,802	+4%
13	13 Osaic Holdings Scottsdale, Arizona	$43.4M	+$1.08M	+21,734	+3%
14	14 Northwestern Mutual Wealth Management Milwaukee, Wisconsin	$42.7M	+$1.22M	+24,597	+3%
15	CIA 15 Concurrent Investment Advisors Tampa, Florida	$41.1M	+$2.44M	+49,358	+6%
16	CCA 16 Clearwater Capital Advisors Hoffman Estates, Illinois	$40.2M	+$2.55M	+51,460	+7%
17	CAG 17 Csenge Advisory Group Clearwater, Florida	$38.2M	+$1.56M	+31,611	+4%
18	18 HighTower Advisors Chicago, Illinois	$37.1M	+$2.33M	+47,060	+7%
19	19 Stifel Financial St. Louis, Missouri	$35.3M	+$7.93M	+160,172	+29%
20	VAS 20 Vestmark Advisory Solutions Wakefield, Massachusetts	$30.1M	+$12M	+242,154	+67%
21	21 Baird Financial Group Milwaukee, Wisconsin	$26.9M	+$1.71M	+34,526	+7%
22	22 Cambridge Investment Research Advisors Fairfield, Iowa	$26.7M	+$4.48M	+90,575	+20%
23	HCA 23 Heck Capital Advisors Rhinelander, Wisconsin	$24.4M	+$1.83M	+36,956	+8%
24	TC 24 Trilogy Capital Irvine, California	$24.3M	-$744K	-15,037	-3%
25	HI 25 Harbour Investments Madison, Wisconsin	$24.1M	+$693K	+13,995	+3%