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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

LMBS

Market cap $6.42B

#	Name	Holding	Trade Value	Shares Change	Change in Stake
1	1 Morgan Stanley New York	$368M	+$68.1M	+1,324,028	+23%
2	2 Wells Fargo San Francisco, California	$226M	+$68.4M	+1,330,204	+44%
3	3 UBS Group Zurich, Switzerland	$161M	+$25.7M	+499,752	+19%
4	4 Bank of America Charlotte, North Carolina	$146M	-$9.63M	-187,301	-6%
5	5 LPL Financial San Diego, California	$86.5M	+$6.95M	+135,049	+9%
6	UCFA 6 United Capital Financial Advisors Irving, Texas	$56.1M	+$4.05M	+78,744	+8%
7	RJA 7 Raymond James & Associates St Petersburg, Florida	$43.6M	+$16M	+310,161	+58%
8	RJFSA 8 Raymond James Financial Services Advisors St. Petersburg, Florida	$39.7M	+$6.45M	+125,420	+20%
9	9 Envestnet Asset Management Chicago, Illinois	$38.4M	+$18.3M	+355,913	+92%
10	HSA 10 HBK Sorce Advisory Erie, Pennsylvania	$33.1M	+$19.3M	+375,074	+141%
11	11 Royal Bank of Canada Toronto, Ontario, Canada	$29.6M	+$3.9M	+75,874	+15%
12	TCM 12 TD Capital Management Memphis, Tennessee	$28.8M	+$2.06M	+40,076	+8%
13	AFA 13 American Financial Advisors Marietta, Georgia	$26.5M	+$2.95M	+57,429	+13%
14	AIM 14 Astor Investment Management Chicago, Illinois	$25.9M	+$25.8M	+501,665	New
15	SBL 15 Sargent Bickham Lagudis Boulder, Colorado	$25.1M	+$764K	+14,860	+3%
16	16 Stifel Financial St. Louis, Missouri	$23.6M	+$4.83M	+93,956	+26%
17	RBA 17 Richard Bernstein Advisors New York	$22.6M	+$2.31M	+44,814	+11%
18	MMA 18 Miracle Mile Advisors Los Angeles, California	$20.7M	+$1M	+19,473	+5%
19	3AM 19 3D Asset Management Hartford, Connecticut	$20M	-$633K	-12,305	-3%
20	20 Cambridge Investment Research Advisors Fairfield, Iowa	$19.6M	+$3.77M	+73,256	+24%
21	GFPC 21 Global Financial Private Capital Sarasota, Florida	$18.4M	+$18.3M	+356,499	New
22	LFAS 22 Level Four Advisory Services Dallas, Texas	$16.7M	+$785K	+15,262	+5%
23	23 Commonwealth Equity Services Waltham, Massachusetts	$15.7M	+$3.21M	+62,431	+26%
24	FAM 24 Flaharty Asset Management Clearwater, Florida	$15.1M	-$424K	-8,239	-3%
25	BTS 25 BB&T Securities Richmond, Virginia	$15M	+$3.61M	+70,203	+32%