Astor Investment Management’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

Astor Investment Management’s Portfolio LMBS Stock Details LMBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-345,578	Closed	-$17.5M	–	56
2021 Q3	$17.5M	Sell	345,578 -3,905	-1%	-$198K	3.89%	11
2021 Q2	$17.8M	Buy	349,483 +15,818	+5%	+$808K	3.81%	12
2021 Q1	$17M	Sell	333,665 -18,642	-5%	-$958K	3.88%	11
2020 Q4	$18.1M	Sell	352,307 -31,255	-8%	-$1.61M	3.99%	10
2020 Q3	$19.8M	Sell	383,562 -58,032	-13%	-$3M	4.36%	10
2020 Q2	$22.8M	Buy	+441,594	New	+$22.8M	4.52%	10
2019 Q4	$26.4M	Sell	509,691 -40,660	-7%	-$2.11M	4.46%	8
2019 Q3	$28.6M	Buy	550,351 +48,686	+10%	+$2.53M	4.58%	9
2019 Q2	$25.9M	Buy	+501,665	New	+$25.8M	4.21%	9

Other funds holding LMBS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Astor Investment Management's LMBS Position: Q4 2021 in Review

Astor Investment Management sold out of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) in Q4 2021, closing a stake of 345,578 shares — an estimated $17.5M sold.

Astor Investment Management first reported a position in LMBS in Q2 2019 and held it in 9 quarters. The position peaked at $28.6M in Q3 2019. 380 funds tracked by Wall St. Rank hold LMBS as of Q4 2021.

Astor Investment Management reported no remaining First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position as of Q4 2021 after selling out during the quarter.
Astor Investment Management sold 345,578 First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF shares in Q4 2021, an estimated $17.5M.
Astor Investment Management first reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q2 2019 and held it in 9 quarters.
Astor Investment Management's First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position peaked at $28.6M in Q3 2019.
380 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF as of Q4 2021.

Based on Astor Investment Management's 13F filing for Q4 2021, filed 20 Jan 2022.