Global Financial Private Capital’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

Global Financial Private Capital’s Portfolio LMBS Stock Details LMBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	$12.4M	Sell	240,762 -64,762	-21%	-$3.34M	0.78%	37
2020 Q1	$15.6M	Sell	305,524 -22,385	-7%	-$1.16M	0.99%	35
2019 Q4	$17M	Sell	327,909 -17,843	-5%	-$926K	0.85%	37
2019 Q3	$18M	Sell	345,752 -10,747	-3%	-$558K	0.91%	33
2019 Q2	$18.4M	Buy	+356,499	New	+$18.3M	0.89%	31
2018 Q4	–	Sell	-8,121	Closed	-$414K	–	436
2018 Q3	$414K	Buy	8,121 +401	+5%	+$20.5K	0.01%	407
2018 Q2	$395K	Sell	7,720 -2,172	-22%	-$111K	0.01%	413
2018 Q1	$508K	Sell	9,892 -641	-6%	-$33K	0.02%	349
2017 Q4	$544K	Sell	10,533 -5,324	-34%	-$276K	0.02%	331
2017 Q3	$824K	Buy	+15,857	New	+$826K	0.03%	263

Other funds holding LMBS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RBA

Richard Bernstein Advisors New York $3.45B AUM 16.24% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

HSA

HBK Sorce Advisory Erie, Pennsylvania $5.27B AUM 19.34% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Global Financial Private Capital's LMBS Position: Q2 2020 in Review

Global Financial Private Capital reduced its First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) stake by 21% in Q2 2020, selling an estimated $3.34M and leaving 240,762 shares worth $12.4M. The position accounts for 0.78% of the portfolio, ranked #37.

Global Financial Private Capital first reported a position in LMBS in Q3 2017 and has held it in 10 quarters since. The position peaked at $18.4M in Q2 2019. 305 funds tracked by Wall St. Rank hold LMBS as of Q2 2020.

Global Financial Private Capital held 240,762 shares of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF worth $12.4M as of Q2 2020.
Global Financial Private Capital sold 64,762 First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF shares in Q2 2020, an estimated $3.34M.
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF made up 0.78% of Global Financial Private Capital's portfolio in Q2 2020, its #37 holding.
Global Financial Private Capital first reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q3 2017 and has held it in 10 quarters since.
Global Financial Private Capital's First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position peaked at $18.4M in Q2 2019.
305 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF as of Q2 2020.

Based on Global Financial Private Capital's 13F filing for Q2 2020, filed 11 Aug 2020.