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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

LMBS

Market cap $6.42B

#	Name	Holding	Trade Value	Shares Change	Change in Stake
1	1 Morgan Stanley New York	$765M	+$60.3M	+1,202,229	+8%
2	2 LPL Financial San Diego, California	$614M	+$41.4M	+825,743	+7%
3	3 Wells Fargo San Francisco, California	$288M	+$13.1M	+260,894	+5%
4	4 UBS Group Zurich, Switzerland	$236M	+$6.24M	+124,555	+3%
5	5 Raymond James Financial St Petersburg, Florida	$205M	+$2M	+39,833	+1%
6	6 Royal Bank of Canada Toronto, Ontario, Canada	$162M	+$18.7M	+372,725	+13%
7	7 Cetera Investment Advisers Schaumburg, Illinois	$127M	+$8.61M	+171,648	+7%
8	8 Bank of America Charlotte, North Carolina	$99.7M	+$10.6M	+212,258	+12%
9	9 HighTower Advisors Chicago, Illinois	$93.2M	+$20.9M	+416,479	+29%
10	10 First Trust Advisors Wheaton, Illinois	$75.8M	+$10M	+199,426	+15%
11	11 Commonwealth Equity Services Waltham, Massachusetts	$72.7M	+$14.2M	+283,481	+24%
12	CIA 12 Concurrent Investment Advisors Tampa, Florida	$71M	+$10.9M	+217,016	+18%
13	13 Northwestern Mutual Wealth Management Milwaukee, Wisconsin	$60.9M	+$8.81M	+175,639	+17%
14	BFG 14 Berger Financial Group Plymouth, Minnesota	$56.2M	+$3.65M	+72,760	+7%
15	CCA 15 Clearwater Capital Advisors Hoffman Estates, Illinois	$45.3M	+$2.83M	+56,513	+7%
16	HIS 16 Harvest Investment Services Oakbrook Terrace, Illinois	$44.6M	+$7.78M	+155,275	+21%
17	17 Envestnet Asset Management Chicago, Illinois	$43.9M	+$3.18M	+63,345	+8%
18	CAG 18 Csenge Advisory Group Clearwater, Florida	$41.5M	+$618K	+12,326	+2%
19	19 Cambridge Investment Research Advisors Fairfield, Iowa	$36.9M	+$9.29M	+185,329	+33%
20	HI 20 Harbour Investments Madison, Wisconsin	$36.4M	+$10.1M	+201,717	+38%
21	21 Stifel Financial St. Louis, Missouri	$35.2M	-$1.38M	-27,608	-4%
22	22 Osaic Holdings Scottsdale, Arizona	$34.5M	+$981K	+19,562	+3%
23	23 AssetMark Inc Concord, California	$32.7M	+$2.35M	+46,915	+8%
24	24 Jones Financial Companies Des Peres, Missouri	$31.9M	+$13.1M	+261,005	+68%
25	AWA 25 Aaron Wealth Advisors Chicago, Illinois	$30.4M	+$7.62M	+151,890	+33%