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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$956M +$39.3M +769,962 +4%
UBS Group
2
UBS Group
Switzerland
$449M +$196M +3,834,896 +77%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$414M +$405M +7,925,848 +3,696%
Wells Fargo
4
Wells Fargo
California
$341M +$14.8M +290,092 +5%
Bank of America
5
Bank of America
North Carolina
$282M -$346M -6,778,029 -55%
LPL Financial
6
LPL Financial
California
$251M +$5.2M +101,778 +2%
WFS
7
Weitzel Financial Services
Iowa
$223M +$567M +11,101,482 +5,176%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$135M +$10.3M +200,711 +8%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$118M -$9.35M -183,016 -7%
RJA
10
Raymond James & Associates
Florida
$113M +$7.67M +150,202 +7%
Citadel Advisors
11
Citadel Advisors
Florida
$105M +$105M +2,061,050 New
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$88.9M -$14.3M -280,226 -14%
UCFA
13
United Capital Financial Advisors
Texas
$79.8M +$2.08M +40,730 +3%
First Trust Advisors
14
First Trust Advisors
Illinois
$79.2M +$8.56M +167,610 +12%
William Blair & Company
15
William Blair & Company
Illinois
$64M +$21.8M +427,250 +51%
Osaic Holdings
16
Osaic Holdings
Arizona
$61.5M -$15.4M -301,234 -20%
GHA
17
GW Henssler & Associates
Georgia
$57.6M +$15.1M +295,118 +35%
AWM
18
AE Wealth Management
Kansas
$53.3M +$12.6M +247,435 +31%
Truist Financial
19
Truist Financial
North Carolina
$52.4M -$36.5M -714,005 -41%
SWM
20
Stockman Wealth Management
Montana
$48.1M +$21.7M +424,427 +81%
RBA
21
Richard Bernstein Advisors
New York
$47.2M -$233M -4,559,940 -83%
Cetera Investment Advisers
22
Cetera Investment Advisers
Illinois
$45.3M -$3.56M -69,783 -7%
Stifel Financial
23
Stifel Financial
Missouri
$43.8M -$130K -2,540 -0.3%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$34.8M -$5.22M -102,122 -13%
Baird Financial Group
25
Baird Financial Group
Wisconsin
$33.8M -$3.31M -64,739 -9%