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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$634M +$40M +819,510 +7%
LPL Financial
2
LPL Financial
California
$455M -$961K -19,659 -0.2%
Wells Fargo
3
Wells Fargo
California
$250M +$11.3M +231,160 +5%
UBS Group
4
UBS Group
Switzerland
$203M -$1.18M -24,108 -0.6%
Raymond James Financial
5
Raymond James Financial
Florida
$168M +$16.8M +343,406 +11%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$128M -$6.29M -128,677 -5%
Cetera Investment Advisers
7
Cetera Investment Advisers
Illinois
$84.2M -$553K -11,328 -0.7%
Bank of America
8
Bank of America
North Carolina
$67.9M +$6.48M +132,691 +11%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$49M +$8.47M +173,388 +21%
First Trust Advisors
10
First Trust Advisors
Illinois
$48.7M -$3.16M -64,643 -6%
BFG
11
Berger Financial Group
Minnesota
$47.7M +$4.34M +88,782 +10%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$45.6M -$1.96M -40,028 -4%
Northwestern Mutual Wealth Management
13
Northwestern Mutual Wealth Management
Wisconsin
$39.1M +$4.58M +93,675 +13%
CCA
14
Clearwater Capital Advisors
Illinois
$36.7M +$1.08M +22,032 +3%
CIA
15
Concurrent Investment Advisors
Florida
$36.5M +$1.79M +36,557 +5%
CAG
16
Csenge Advisory Group
Florida
$34.8M +$352K +7,202 +1%
HighTower Advisors
17
HighTower Advisors
Illinois
$34.7M +$16.6M +340,107 +93%
Osaic Holdings
18
Osaic Holdings
Arizona
$33.2M +$9.64M +197,366 +41%
Stifel Financial
19
Stifel Financial
Missouri
$31.1M +$1.58M +32,429 +5%
TC
20
Trilogy Capital
California
$26.2M +$2.2M +45,034 +9%
PFS
21
Prospera Financial Services
Texas
$25.2M +$1.13M +23,034 +5%
Baird Financial Group
22
Baird Financial Group
Wisconsin
$24.4M -$729K -14,922 -3%
FEG
23
Financial Enhancement Group
Indiana
$24.2M +$12M +244,979 +97%
PAG
24
Private Advisor Group
New Jersey
$23.4M +$1.02M +20,935 +5%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$23M +$842K +17,234 +4%