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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

LMBS

Market cap $6.42B

#	Name	Holding	Trade Value	Shares Change	Change in Stake
1	1 Morgan Stanley New York	$731M	+$17.9M	+346,772	+3%
2	2 Bank of America Charlotte, North Carolina	$638M	+$51.9M	+1,005,453	+9%
3	3 Wells Fargo San Francisco, California	$337M	+$38.8M	+751,719	+13%
4	RBA 4 Richard Bernstein Advisors New York	$257M	+$13.1M	+253,391	+5%
5	5 UBS Group Zurich, Switzerland	$181M	+$17.3M	+335,998	+11%
6	6 LPL Financial San Diego, California	$166M	+$13.8M	+266,520	+9%
7	RJFSA 7 Raymond James Financial Services Advisors St. Petersburg, Florida	$126M	+$44.2M	+855,199	+54%
8	HSA 8 HBK Sorce Advisory Erie, Pennsylvania	$114M	+$12M	+233,193	+12%
9	RJA 9 Raymond James & Associates St Petersburg, Florida	$88.1M	+$5.65M	+109,426	+7%
10	10 Royal Bank of Canada Toronto, Ontario, Canada	$78.8M	+$23.7M	+458,372	+43%
11	UCFA 11 United Capital Financial Advisors Irving, Texas	$70.4M	+$4.12M	+79,885	+6%
12	12 Envestnet Asset Management Chicago, Illinois	$62.1M	+$1.8M	+34,834	+3%
13	13 Jane Street New York	$47.8M	+$27.3M	+529,688	+134%
14	14 First Trust Advisors Wheaton, Illinois	$45.2M	-$2.91M	-56,377	-6%
15	15 Osaic Holdings Scottsdale, Arizona	$45.1M	+$5.96M	+115,416	+15%
16	16 Cambridge Investment Research Advisors Fairfield, Iowa	$40.6M	+$3.01M	+58,302	+8%
17	AWM 17 AE Wealth Management Topeka, Kansas	$37.4M	-$2.25M	-43,530	-6%
18	SS 18 Simplicity Solutions Minneapolis, Minnesota	$36.1M	-$3.28M	-63,515	-8%
19	19 Stifel Financial St. Louis, Missouri	$35.3M	+$3.43M	+66,426	+11%
20	20 Commonwealth Equity Services Waltham, Massachusetts	$27.6M	+$372K	+7,201	+1%
21	21 Truist Financial Charlotte, North Carolina	$27.1M	+$7.09M	+137,305	+36%
22	22 Baird Financial Group Milwaukee, Wisconsin	$24.7M	+$7.76M	+150,265	+46%
23	IWA 23 Inspirion Wealth Advisors Libertyville, Illinois	$23.4M	+$12.9M	+249,905	+123%
24	MMA 24 Miracle Mile Advisors Los Angeles, California	$23M	-$3.02M	-58,417	-12%
25	AIM 25 Astor Investment Management Chicago, Illinois	$22.8M	+$22.8M	+441,594	New