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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$646M -$42M -875,900 -6%
LPL Financial
2
LPL Financial
California
$315M +$28.3M +591,232 +10%
Wells Fargo
3
Wells Fargo
California
$200M -$3.62M -75,464 -2%
UBS Group
4
UBS Group
Switzerland
$175M -$4.23M -88,270 -2%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$107M -$18.2M -378,667 -14%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$84M -$1.2M -25,013 -1%
Bank of America
7
Bank of America
North Carolina
$80.6M -$10M -209,521 -11%
JAWM
8
J. Arnold Wealth Management
Ohio
$79.5M +$78.6M +1,639,680 +5,834%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$79M -$6.47M -134,922 -8%
First Trust Advisors
10
First Trust Advisors
Illinois
$68.6M -$8.21M -171,269 -11%
RJA
11
Raymond James & Associates
Florida
$67.5M -$11.4M -237,475 -14%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$63.4M -$145K -3,025 -0.2%
Osaic Holdings
13
Osaic Holdings
Arizona
$58.6M -$6.44M -134,357 -10%
Stifel Financial
14
Stifel Financial
Missouri
$53.1M -$871K -18,166 -2%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$36.3M +$652K +13,609 +2%
Truist Financial
16
Truist Financial
North Carolina
$30.6M -$9.95M -207,602 -24%
AFA
17
American Financial Advisors
Georgia
$26.4M -$42.5K -887 -0.2%
BFG
18
Berger Financial Group
Minnesota
$25.4M +$80.8K +1,685 +0.3%
Bank of Montreal
19
Bank of Montreal
Ontario, Canada
$24.8M +$24.8M +517,385 New
CAN
20
Cetera Advisor Networks
California
$24.6M -$8.54M -178,074 -26%
BCM
21
BlueCrest Capital Management
Jersey
$23.3M +$13.5M +282,489 +136%
AAP
22
Arax Advisory Partners
Colorado
$23.1M +$364K +7,592 +2%
SFS
23
Searcy Financial Services
Kansas
$22.4M +$359K +7,480 +2%
PBF
24
Petix & Botte Financial
California
$22M +$11.4M +236,823 +105%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$21.8M -$1.95M -40,685 -8%