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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

LMBS

Market cap $6.42B

#	Name	Holding	Trade Value	Shares Change	Change in Stake
1	1 Morgan Stanley New York	$920M	+$67.2M	+1,307,565	+8%
2	2 Bank of America Charlotte, North Carolina	$629M	+$18.6M	+362,079	+3%
3	3 Wells Fargo San Francisco, California	$327M	-$39.6M	-770,636	-11%
4	RBA 4 Richard Bernstein Advisors New York	$280M	+$23.5M	+456,656	+9%
5	5 UBS Group Zurich, Switzerland	$254M	+$64.3M	+1,251,354	+34%
6	6 LPL Financial San Diego, California	$246M	+$17.1M	+333,451	+7%
7	7 Jane Street New York	$168M	+$89.1M	+1,733,596	+111%
8	8 Royal Bank of Canada Toronto, Ontario, Canada	$128M	+$4.83M	+94,088	+4%
9	RJFSA 9 Raymond James Financial Services Advisors St. Petersburg, Florida	$125M	+$19.3M	+374,756	+18%
10	RJA 10 Raymond James & Associates St Petersburg, Florida	$105M	+$15M	+291,956	+16%
11	11 Envestnet Asset Management Chicago, Illinois	$104M	+$30.1M	+585,568	+41%
12	12 Truist Financial Charlotte, North Carolina	$89M	+$55.2M	+1,073,669	+160%
13	UCFA 13 United Capital Financial Advisors Irving, Texas	$78M	+$3.63M	+70,583	+5%
14	14 Osaic Holdings Scottsdale, Arizona	$77.1M	+$17.7M	+345,162	+30%
15	15 First Trust Advisors Wheaton, Illinois	$70.9M	+$7.36M	+143,228	+12%
16	16 Cetera Investment Advisers Schaumburg, Illinois	$49M	+$31.3M	+609,537	+174%
17	HSA 17 HBK Sorce Advisory Erie, Pennsylvania	$48.3M	-$66.1M	-1,287,541	-58%
18	18 Stifel Financial St. Louis, Missouri	$44.1M	+$6.94M	+135,074	+19%
19	GHA 19 GW Henssler & Associates Kennesaw, Georgia	$42.7M	+$11.9M	+231,415	+38%
20	20 William Blair & Company Chicago, Illinois	$42.4M	-$5.11M	-99,432	-11%
21	AWM 21 AE Wealth Management Topeka, Kansas	$40.9M	-$4.73M	-92,046	-10%
22	22 Commonwealth Equity Services Waltham, Massachusetts	$40.1M	+$1.88M	+36,619	+5%
23	23 Baird Financial Group Milwaukee, Wisconsin	$37.2M	+$4.85M	+94,401	+15%
24	CSIC 24 Clifford Swan Investment Counsel Pasadena, California	$30.8M	+$1.86M	+36,221	+6%
25	IWA 25 Inspirion Wealth Advisors Libertyville, Illinois	$28.9M	-$4.67M	-90,995	-14%