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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

LMBS

Market cap $6.42B

#	Name	Holding	Trade Value	Shares Change	Change in Stake
1	1 Morgan Stanley New York	$555M	+$94.5M	+1,820,916	+20%
2	2 Wells Fargo San Francisco, California	$267M	+$24.8M	+478,561	+10%
3	3 Bank of America Charlotte, North Carolina	$233M	+$28.5M	+549,175	+14%
4	4 UBS Group Zurich, Switzerland	$155M	-$22.6M	-435,319	-13%
5	5 LPL Financial San Diego, California	$119M	+$13.4M	+257,856	+13%
6	UCFA 6 United Capital Financial Advisors Irving, Texas	$63.3M	+$3.63M	+69,977	+6%
7	RJA 7 Raymond James & Associates St Petersburg, Florida	$57.7M	+$3.57M	+68,864	+7%
8	8 Royal Bank of Canada Toronto, Ontario, Canada	$46.7M	+$6.44M	+124,181	+16%
9	RJFSA 9 Raymond James Financial Services Advisors St. Petersburg, Florida	$44.3M	+$2.88M	+55,424	+7%
10	10 Envestnet Asset Management Chicago, Illinois	$44.1M	+$1.02M	+19,695	+2%
11	11 First Trust Advisors Wheaton, Illinois	$43.6M	+$18.5M	+357,344	+74%
12	HSA 12 HBK Sorce Advisory Erie, Pennsylvania	$43.1M	+$6.51M	+125,409	+18%
13	13 Jane Street New York	$35.8M	-$10.2M	-196,109	-22%
14	LFAS 14 Level Four Advisory Services Dallas, Texas	$29.3M	+$553K	+10,659	+3%
15	MMA 15 Miracle Mile Advisors Los Angeles, California	$28.3M	+$819K	+15,777	+3%
16	AIM 16 Astor Investment Management Chicago, Illinois	$26.4M	-$2.11M	-40,660	-7%
17	AFA 17 American Financial Advisors Marietta, Georgia	$25.8M	-$3.16M	-60,809	-11%
18	18 Stifel Financial St. Louis, Missouri	$25.5M	+$996K	+19,189	+4%
19	IWA 19 Inspirion Wealth Advisors Libertyville, Illinois	$25.3M	+$25.1M	+484,071	+10,478%
20	RBA 20 Richard Bernstein Advisors New York	$23.5M	–	–	–
21	21 Commonwealth Equity Services Waltham, Massachusetts	$21.7M	+$3.34M	+64,285	+18%
22	22 Cambridge Investment Research Advisors Fairfield, Iowa	$21.6M	-$1.39M	-26,876	-6%
23	LTFS 23 Ladenburg Thalmann Financial Services Miami, Florida	$19.7M	+$3.77M	+72,562	+24%
24	24 Truist Financial Charlotte, North Carolina	$19.7M	+$19.7M	+379,855	New
25	3AM 25 3D Asset Management Hartford, Connecticut	$19.3M	-$746K	-14,381	-4%