3D Asset Management’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

3D Asset Management’s Portfolio LMBS Stock Details LMBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$15.3M	Sell	295,918 -22,468	-7%	-$1.16M	4.25%	9
2020 Q2	$16.5M	Sell	318,386 -29,913	-9%	-$1.54M	4.59%	9
2020 Q1	$17.8M	Sell	348,299 -24,342	-7%	-$1.26M	5.29%	9
2019 Q4	$19.3M	Sell	372,641 -14,381	-4%	-$746K	4.47%	10
2019 Q3	$20.1M	Buy	387,022 +566	+0.1%	+$29.4K	4.8%	10
2019 Q2	$20M	Sell	386,456 -12,305	-3%	-$633K	4.87%	9
2019 Q1	$20.4M	Buy	+398,761	New	+$20.4M	4.82%	9

Other funds holding LMBS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RBA

Richard Bernstein Advisors New York $3.45B AUM 16.24% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

HSA

HBK Sorce Advisory Erie, Pennsylvania $5.05B AUM 16.64% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

3D Asset Management's LMBS Position: Q3 2020 in Review

3D Asset Management reduced its First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) stake by 7.1% in Q3 2020, selling an estimated $1.16M and leaving 295,918 shares worth $15.3M. The position accounts for 4.25% of the portfolio, ranked #9.

3D Asset Management first reported a position in LMBS in Q1 2019 and has held it in 7 quarters since. The position peaked at $20.4M in Q1 2019. 309 funds tracked by Wall St. Rank hold LMBS as of Q3 2020.

3D Asset Management held 295,918 shares of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF worth $15.3M as of Q3 2020.
3D Asset Management sold 22,468 First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF shares in Q3 2020, an estimated $1.16M.
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF made up 4.25% of 3D Asset Management's portfolio in Q3 2020, its #9 holding.
3D Asset Management first reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2019 and has held it in 7 quarters since.
3D Asset Management's First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position peaked at $20.4M in Q1 2019.
309 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF as of Q3 2020.

Based on 3D Asset Management's 13F filing for Q3 2020, filed 9 Nov 2020.