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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

LMBS

Market cap $6.42B

#	Name	Holding	Trade Value	Shares Change	Change in Stake
1	1 Morgan Stanley New York	$462M	+$92.4M	+1,780,061	+25%
2	2 Wells Fargo San Francisco, California	$243M	+$15.5M	+297,950	+7%
3	3 Bank of America Charlotte, North Carolina	$205M	+$57.9M	+1,115,029	+39%
4	4 UBS Group Zurich, Switzerland	$178M	+$16.2M	+311,216	+10%
5	5 LPL Financial San Diego, California	$106M	+$19.3M	+371,992	+22%
6	UCFA 6 United Capital Financial Advisors Irving, Texas	$59.9M	+$3.37M	+65,030	+6%
7	RJA 7 Raymond James & Associates St Petersburg, Florida	$54.4M	+$10.5M	+202,345	+24%
8	8 Jane Street New York	$46.1M	+$46.1M	+887,393	New
9	9 Envestnet Asset Management Chicago, Illinois	$43.2M	+$4.52M	+87,076	+12%
10	RJFSA 10 Raymond James Financial Services Advisors St. Petersburg, Florida	$41.6M	+$1.7M	+32,672	+4%
11	11 Royal Bank of Canada Toronto, Ontario, Canada	$40.4M	+$10.6M	+204,075	+36%
12	HSA 12 HBK Sorce Advisory Erie, Pennsylvania	$36.8M	+$3.42M	+65,968	+10%
13	AFA 13 American Financial Advisors Marietta, Georgia	$28.9M	+$2.24M	+43,204	+8%
14	AIM 14 Astor Investment Management Chicago, Illinois	$28.6M	+$2.53M	+48,686	+10%
15	MMA 15 Miracle Mile Advisors Los Angeles, California	$27.6M	+$6.73M	+129,718	+32%
16	TCM 16 TD Capital Management Memphis, Tennessee	$26.9M	-$2.09M	-40,334	-7%
17	17 First Trust Advisors Wheaton, Illinois	$25.2M	+$11.3M	+217,704	+82%
18	18 Stifel Financial St. Louis, Missouri	$24.6M	+$855K	+16,479	+4%
19	RBA 19 Richard Bernstein Advisors New York	$23.6M	+$816K	+15,731	+4%
20	20 Cambridge Investment Research Advisors Fairfield, Iowa	$23M	+$3.35M	+64,521	+17%
21	3AM 21 3D Asset Management Hartford, Connecticut	$20.1M	+$29.4K	+566	+0.1%
22	22 Commonwealth Equity Services Waltham, Massachusetts	$18.4M	+$2.6M	+50,031	+16%
23	GFPC 23 Global Financial Private Capital Sarasota, Florida	$18M	-$558K	-10,747	-3%
24	LFAS 24 Level Four Advisory Services Dallas, Texas	$17.3M	+$521K	+10,039	+3%
25	BTS 25 BB&T Securities Richmond, Virginia	$17.3M	+$2.16M	+41,618	+14%