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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$860M -$129M -2,563,811 -13%
Wells Fargo
2
Wells Fargo
California
$313M -$17.6M -350,597 -5%
UBS Group
3
UBS Group
Switzerland
$276M -$40.1M -797,841 -13%
LPL Financial
4
LPL Financial
California
$267M -$4.42M -87,937 -2%
Bank of America
5
Bank of America
North Carolina
$193M -$74.8M -1,488,340 -28%
RJA
6
Raymond James & Associates
Florida
$125M -$2.28M -45,357 -2%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$124M -$3.14M -62,491 -2%
Jane Street
8
Jane Street
New York
$117M +$87.2M +1,735,433 +287%
First Trust Advisors
9
First Trust Advisors
Illinois
$107M +$27.7M +550,705 +35%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$104M -$14M -279,310 -12%
UCFA
11
United Capital Financial Advisors
Texas
$84.3M +$1.33M +26,442 +2%
Osaic Holdings
12
Osaic Holdings
Arizona
$75.4M -$579K -11,514 -0.8%
GHA
13
GW Henssler & Associates
Georgia
$74.6M +$8.15M +162,141 +12%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$71.3M -$14.5M -287,593 -17%
SWM
15
Stockman Wealth Management
Montana
$60M -$1.29M -25,758 -2%
William Blair & Company
16
William Blair & Company
Illinois
$57.5M -$5.49M -109,230 -9%
Cetera Investment Advisers
17
Cetera Investment Advisers
Illinois
$55.8M +$3.87M +76,914 +7%
Stifel Financial
18
Stifel Financial
Missouri
$48.8M +$324K +6,453 +0.7%
RBA
19
Richard Bernstein Advisors
New York
$46.8M -$589K -11,723 -1%
Truist Financial
20
Truist Financial
North Carolina
$44.4M -$6M -119,257 -12%
AWM
21
AE Wealth Management
Kansas
$37.9M -$6.62M -131,674 -15%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$37M -$1.19M -23,747 -3%
Baird Financial Group
23
Baird Financial Group
Wisconsin
$34.1M +$776K +15,441 +2%
AFA
24
American Financial Advisors
Georgia
$32.3M +$6.66M +132,578 +26%
CSIC
25
Clifford Swan Investment Counsel
California
$31.3M -$699K -13,895 -2%