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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$221M +$20.2M +395,612 +10%
Bank of America
2
Bank of America
North Carolina
$112M +$8.55M +167,255 +8%
UBS Group
3
UBS Group
Switzerland
$99.9M +$22.8M +446,423 +29%
Wells Fargo
4
Wells Fargo
California
$80.9M +$10.6M +206,509 +15%
LPL Financial
5
LPL Financial
California
$60.7M +$7.75M +151,605 +15%
UCFA
6
United Capital Financial Advisors
Texas
$37.3M +$5.15M +100,655 +16%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$25.7M +$1.64M +32,152 +7%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$21.1M +$257K +5,023 +1%
CWM
9
Cornerstone Wealth Management
Missouri
$19.7M -$1.52M -29,699 -3%
RJA
10
Raymond James & Associates
Florida
$19M +$598K +11,688 +3%
AWMS
11
Advocacy Wealth Management Services
Georgia
$16.5M +$923K +18,055 +6%
Stifel Financial
12
Stifel Financial
Missouri
$15.5M +$6.76M +132,293 +77%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$15.5M +$10.5M +205,623 +209%
MMA
14
Miracle Mile Advisors
California
$13.6M -$113K -2,217 -0.8%
LFAS
15
Level Four Advisory Services
Texas
$11.1M +$1.85M +36,216 +20%
FAM
16
Flaharty Asset Management
Florida
$9.3M -$405K -7,917 -4%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$9.22M +$2.53M +49,542 +38%
Jane Street
18
Jane Street
New York
$8.75M +$6.21M +121,379 +241%
GBT
19
Grove Bank & Trust
Florida
$8.43M +$7.19M +140,681 +570%
BFG
20
Beacon Financial Group
Texas
$8.33M -$181K -3,543 -2%
MML Investors Services
21
MML Investors Services
Massachusetts
$7.69M +$1.97M +38,472 +34%
WI
22
Wintrust Investments
Illinois
$7.65M +$758K +14,816 +11%
PA
23
Prism Advisors
California
$7.54M +$1.23M +24,105 +19%
FIM
24
Freedom Investment Management
Connecticut
$7.49M -$81.2K -1,589 -1%
BCP
25
Blackhawk Capital Partners
Wisconsin
$7.08M +$7.1M +138,898 New