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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$139M +$38.3M +735,046 +38%
AWMS
2
Advocacy Wealth Management Services
Georgia
$35.8M +$11.1M +213,143 +45%
PAG
3
Pinnacle Advisory Group
Maryland
$25.7M +$461K +8,839 +2%
UBS Group
4
UBS Group
Switzerland
$23.8M +$13.5M +258,316 +129%
Bank of America
5
Bank of America
North Carolina
$23.4M +$1.21M +23,154 +5%
LPL Financial
6
LPL Financial
California
$19.4M +$1.76M +33,862 +10%
UCFA
7
United Capital Financial Advisors
Texas
$15.2M +$15.2M +291,488 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$14M +$5.75M +110,287 +69%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$13.7M +$2.53M +48,617 +23%
MMA
10
Miracle Mile Advisors
California
$11M +$95.1K +1,825 +0.9%
RJA
11
Raymond James & Associates
Florida
$10M +$1.39M +26,607 +16%
BFG
12
Beacon Financial Group
Texas
$7.67M +$587K +11,264 +8%
FIM
13
Freedom Investment Management
Connecticut
$7.14M +$265K +5,091 +4%
SI
14
SII Investments
Wisconsin
$6.85M +$666K +12,782 +11%
Stifel Financial
15
Stifel Financial
Missouri
$5.47M +$776K +14,889 +17%
SCA
16
Snowden Capital Advisors
New York
$5.23M +$446K +8,558 +9%
SIM
17
SSI Investment Management
California
$4.94M +$265K +5,085 +6%
FCAG
18
First Capital Advisors Group
New Jersey
$4.62M +$736K +14,127 +19%
MML Investors Services
19
MML Investors Services
Massachusetts
$4.46M +$266K +5,104 +6%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$4.36M +$2.51M +48,240 +136%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$3.98M +$2.02M +38,807 +103%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$3.83M -$1.09M -20,917 -22%
IH
23
IFC Holdings
Florida
$3.72M +$913K +17,528 +32%
Citigroup
24
Citigroup
New York
$3.68M +$3.68M +70,699 New
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$3.57M +$198K +3,794 +6%