SII Investments’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

SII Investments’s Portfolio LMBS Stock Details LMBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-124,777	Closed	-$6.45M	–	191
2017 Q4	$6.45M	Sell	124,777 -6,970	-5%	-$361K	0.67%	34
2017 Q3	$6.85M	Buy	131,747 +12,782	+11%	+$666K	0.39%	50
2017 Q2	$6.2M	Buy	118,965 +98,928	+494%	+$5.16M	0.38%	55
2017 Q1	$1.04M	Buy	20,037 +3,810	+23%	+$199K	0.07%	190
2016 Q4	$849K	Buy	16,227 +6,058	+60%	+$318K	0.06%	220
2016 Q3	$533K	Buy	+10,169	New	+$530K	0.04%	289

Other funds holding LMBS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

PAG

Pinnacle Advisory Group Columbia, Maryland $2.17B AUM 39.21% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

WBI Investments Red Bank, New Jersey $362M AUM 23.75% 1-Year Est. Return

SII Investments's LMBS Position: Q1 2018 in Review

SII Investments sold out of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) in Q1 2018, closing a stake of 124,777 shares — an estimated $6.45M sold.

SII Investments first reported a position in LMBS in Q3 2016 and held it in 6 quarters. The position peaked at $6.85M in Q3 2017. 115 funds tracked by Wall St. Rank hold LMBS as of Q1 2018.

SII Investments reported no remaining First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position as of Q1 2018 after selling out during the quarter.
SII Investments sold 124,777 First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF shares in Q1 2018, an estimated $6.45M.
SII Investments first reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q3 2016 and held it in 6 quarters.
SII Investments's First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position peaked at $6.85M in Q3 2017.
115 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF as of Q1 2018.

Based on SII Investments's 13F filing for Q1 2018.