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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

LMBS

Market cap $6.42B

#	Name	Holding	Trade Value	Shares Change	Change in Stake
1	1 Morgan Stanley New York	$156M	+$17.5M	+336,941	+13%
2	WI 2 WBI Investments Red Bank, New Jersey	$43.2M	+$43.4M	+836,473	New
3	3 UBS Group Zurich, Switzerland	$41.7M	+$18.2M	+350,096	+76%
4	4 Bank of America Charlotte, North Carolina	$28.8M	+$5.65M	+108,948	+24%
5	PAG 5 Pinnacle Advisory Group Columbia, Maryland	$26.4M	+$791K	+15,263	+3%
6	6 Royal Bank of Canada Toronto, Ontario, Canada	$24.4M	+$10.5M	+202,497	+75%
7	7 LPL Financial San Diego, California	$18M	-$1.32M	-25,517	-7%
8	RJFSA 8 Raymond James Financial Services Advisors St. Petersburg, Florida	$17.4M	+$3.79M	+73,100	+28%
9	UCFA 9 United Capital Financial Advisors Irving, Texas	$16.8M	+$1.74M	+33,605	+12%
10	AWMS 10 Advocacy Wealth Management Services Atlanta, Georgia	$14.4M	-$21.3M	-410,479	-60%
11	MMA 11 Miracle Mile Advisors Los Angeles, California	$11.4M	+$425K	+8,189	+4%
12	RJA 12 Raymond James & Associates St Petersburg, Florida	$7.76M	-$2.18M	-42,082	-22%
13	BFG 13 Beacon Financial Group Dallas, Texas	$7.35M	-$272K	-5,248	-4%
14	FIM 14 Freedom Investment Management Hartford, Connecticut	$6.96M	-$129K	-2,495	-2%
15	EIA 15 Eldridge Investment Advisors Manchester, New Hampshire	$6.5M	+$6.52M	+125,763	New
16	16 Stifel Financial St. Louis, Missouri	$6.48M	+$1.06M	+20,500	+20%
17	SI 17 SII Investments Appleton, Wisconsin	$6.45M	-$361K	-6,970	-5%
18	18 Citigroup New York	$5.85M	+$2.2M	+42,486	+60%
19	BFG 19 Barber Financial Group Lenexa, Kansas	$5.29M	+$5.31M	+102,410	New
20	SIM 20 SSI Investment Management Los Angeles, California	$5.22M	+$321K	+6,190	+7%
21	FCAG 21 First Capital Advisors Group Little Silver, New Jersey	$5.17M	+$579K	+11,163	+13%
22	LTFS 22 Ladenburg Thalmann Financial Services Miami, Florida	$4.88M	+$2.12M	+40,883	+76%
23	23 Cambridge Investment Research Advisors Fairfield, Iowa	$4.62M	+$1.08M	+20,836	+30%
24	24 MML Investors Services Springfield, Massachusetts	$4.26M	-$177K	-3,412	-4%
25	25 Commonwealth Equity Services Waltham, Massachusetts	$4.24M	+$290K	+5,587	+7%