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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

LMBS

Market cap $6.42B

#	Name	Holding	Trade Value	Shares Change	Change in Stake
1	1 Morgan Stanley New York	$297M	+$48.9M	+954,859	+20%
2	2 Wells Fargo San Francisco, California	$156M	+$32.6M	+637,181	+27%
3	3 Bank of America Charlotte, North Carolina	$155M	+$14.4M	+280,898	+10%
4	4 UBS Group Zurich, Switzerland	$134M	+$25.4M	+497,284	+24%
5	5 LPL Financial San Diego, California	$78.9M	+$14.1M	+276,138	+22%
6	UCFA 6 United Capital Financial Advisors Irving, Texas	$51.7M	+$5.3M	+103,663	+11%
7	RJFSA 7 Raymond James Financial Services Advisors St. Petersburg, Florida	$32.9M	+$3.18M	+62,118	+11%
8	RJA 8 Raymond James & Associates St Petersburg, Florida	$27.4M	+$2.36M	+46,195	+9%
9	TCM 9 TD Capital Management Memphis, Tennessee	$26.5M	+$7.99M	+156,146	+43%
10	10 Royal Bank of Canada Toronto, Ontario, Canada	$25.5M	+$9.48M	+185,190	+59%
11	SBL 11 Sargent Bickham Lagudis Boulder, Colorado	$24.1M	+$2.24M	+43,745	+10%
12	AFA 12 American Financial Advisors Marietta, Georgia	$23.4M	+$23M	+449,553	+6,787%
13	3AM 13 3D Asset Management Hartford, Connecticut	$20.4M	+$20.4M	+398,761	New
14	RBA 14 Richard Bernstein Advisors New York	$20.1M	+$20.1M	+392,637	New
15	15 Envestnet Asset Management Chicago, Illinois	$19.9M	+$8.49M	+165,848	+75%
16	MMA 16 Miracle Mile Advisors Los Angeles, California	$19.5M	+$3.97M	+77,570	+26%
17	CWSR 17 Chessman Wealth Strategies RIA Dallas, Texas	$18.6M	+$18.6M	+363,473	New
18	18 Stifel Financial St. Louis, Missouri	$18.6M	+$1.01M	+19,806	+6%
19	LFAS 19 Level Four Advisory Services Dallas, Texas	$15.8M	+$1.93M	+37,705	+14%
20	20 Cambridge Investment Research Advisors Fairfield, Iowa	$15.6M	-$644K	-12,596	-4%
21	FAM 21 Flaharty Asset Management Clearwater, Florida	$15.4M	+$6.59M	+128,865	+75%
22	LTFS 22 Ladenburg Thalmann Financial Services Miami, Florida	$14.5M	+$2.8M	+54,760	+24%
23	HSA 23 HBK Sorce Advisory Erie, Pennsylvania	$13.7M	+$13.6M	+266,344	New
24	24 MML Investors Services Springfield, Massachusetts	$12.4M	+$3.53M	+69,018	+40%
25	25 Commonwealth Equity Services Waltham, Massachusetts	$12.4M	+$1.66M	+32,399	+15%