National Planning Corporation’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-7,891	Closed	-$410K	–	349
2017 Q3	$410K	Buy	7,891 +1,345	+21%	+$69.9K	0.03%	415
2017 Q2	$341K	Buy	+6,546	New	+$341K	0.03%	514
2017 Q1	–	Sell	-23,415	Closed	-$1.22M	–	719
2016 Q4	$1.22M	Buy	+23,415	New	+$1.22M	0.1%	203