National Planning Corporation’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

National Planning Corporation’s Portfolio LMBS Stock Details LMBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-7,891	Closed	-$410K	–	362
2017 Q3	$410K	Buy	7,891 +1,345	+21%	+$70.1K	0.03%	415
2017 Q2	$341K	Buy	+6,546	New	+$342K	0.03%	514
2017 Q1	–	Sell	-23,415	Closed	-$1.22M	–	719
2016 Q4	$1.22M	Buy	+23,415	New	+$1.23M	0.1%	203

Other funds holding LMBS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

WBI Investments Red Bank, New Jersey $362M AUM 23.75% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PAG

Pinnacle Advisory Group Columbia, Maryland $2.17B AUM 39.21% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

AWMS

Advocacy Wealth Management Services Atlanta, Georgia $2.75B AUM 19.24% 1-Year Est. Return

National Planning Corporation's LMBS Position: Q4 2017 in Review

National Planning Corporation sold out of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) in Q4 2017, closing a stake of 7,891 shares — an estimated $410K sold.

National Planning Corporation first reported a position in LMBS in Q4 2016 and held it in 3 quarters. The position peaked at $1.22M in Q4 2016. 106 funds tracked by Wall St. Rank hold LMBS as of Q4 2017.

National Planning Corporation reported no remaining First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 7,891 First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF shares in Q4 2017, an estimated $410K.
National Planning Corporation first reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q4 2016 and held it in 3 quarters.
National Planning Corporation's First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position peaked at $1.22M in Q4 2016.
106 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.