LTFS
DUK icon

Ladenburg Thalmann Financial Services’s Duke Energy DUK Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio DUK Stock Details DUK Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$17.4M Sell
193,043
-2,872
-1% -$263K 0.11% 197
2019
Q3 		$18.8M Buy
195,915
+1,062
+0.5% +$96.6K 0.13% 175
2019
Q2 		$17.2M Buy
194,853
+2,765
+1% +$244K 0.12% 171
2019
Q1 		$17.3M Sell
192,088
-12,655
-6% -$1.12M 0.13% 167
2018
Q4 		$17.7M Buy
204,743
+26,751
+15% +$2.28M 0.16% 146
2018
Q3 		$14.2M Sell
177,992
-33,622
-16% -$2.72M 0.12% 170
2018
Q2 		$16.4M Hold
211,614
– – 0.15% 144
2018
Q1 		$16.4M Sell
211,614
-83,007
-28% -$6.42M 0.15% 144
2017
Q4 		$24.8M Buy
294,621
+22,197
+8% +$1.94M 0.24% 101
2017
Q3 		$22.9M Buy
272,424
+10,299
+4% +$882K 0.25% 96
2017
Q2 		$21.9M Buy
262,125
+23,055
+10% +$1.94M 0.26% 88
2017
Q1 		$19.6M Buy
239,070
+13,804
+6% +$1.1M 0.25% 88
2016
Q4 		$17.5M Buy
225,266
+34,142
+18% +$2.62M 0.24% 94
2016
Q3 		$15.3M Buy
191,124
+6,768
+4% +$561K 0.23% 101
2016
Q2 		$15.8M Buy
184,356
+33,446
+22% +$2.67M 0.25% 92
2016
Q1 		$12.2M Buy
150,910
+19,738
+15% +$1.49M 0.21% 106
2015
Q4 		$9.36M Buy
131,172
+18,199
+16% +$1.28M 0.17% 129
2015
Q3 		$8.11M Buy
112,973
+1,081
+1% +$78.3K 0.17% 129
2015
Q2 		$7.91M Sell
111,892
-1,389
-1% -$105K 0.15% 151
2015
Q1 		$8.7M Sell
113,281
-21,131
-16% -$1.72M 0.17% 136
2014
Q4 		$11.2M Buy
134,412
+74,717
+125% +$6.02M 0.25% 86
2014
Q3 		$4.46M Buy
59,695
+3,416
+6% +$249K 0.12% 159
2014
Q2 		$4.17M Buy
56,279
+707
+1% +$50.9K 0.11% 161
2014
Q1 		$3.96M Buy
55,572
+2,098
+4% +$146K 0.12% 141
2013
Q4 		$3.69M Sell
53,474
-995
-2% -$69.6K 0.11% 155
2013
Q3 		$3.64M Buy
54,469
+6,626
+14% +$452K 0.12% 147
2013
Q2 		$3.23M Buy
+47,843
New +$3.38M 0.12% 158

Other funds holding DUK

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return
Massachusetts Financial Services
Massachusetts Financial Services Boston, Massachusetts $315B AUM 27.84% 1-Year Est. Return
Wellington Management Group
Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return
Franklin Resources
Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Ladenburg Thalmann Financial Services's DUK Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Duke Energy (DUK) stake by 1.5% in Q4 2019, selling an estimated $263K and leaving 193,043 shares worth $17.4M. The position accounts for 0.11% of the portfolio, ranked #197.

Ladenburg Thalmann Financial Services first reported a position in DUK in Q2 2013 and has held it in 27 quarters since. The position peaked at $24.8M in Q4 2017. 1,563 funds tracked by Wall St. Rank hold DUK as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 193,043 shares of Duke Energy worth $17.4M as of Q4 2019.
  • Ladenburg Thalmann Financial Services sold 2,872 Duke Energy shares in Q4 2019, an estimated $263K.
  • Duke Energy made up 0.11% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #197 holding.
  • Ladenburg Thalmann Financial Services first reported a position in Duke Energy in Q2 2013 and has held it in 27 quarters since.
  • Ladenburg Thalmann Financial Services's Duke Energy position peaked at $24.8M in Q4 2017.
  • 1,563 funds tracked by Wall St. Rank held Duke Energy as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.