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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLI icon
201
State Street Industrial Select Sector SPDR ETF
XLI
$33.8B
$16.6M 0.1%
204,219
-69,921
-26% -$5.58M
SHV icon
202
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$16.5M 0.1%
149,808
-7,875
-5% -$871K
CRM icon
203
Salesforce
CRM
$134B
$16.2M 0.1%
100,813
+19,173
+23% +$3.01M
IUSB icon
204
iShares Core Universal USD Bond ETF
IUSB
$42.6B
$16.1M 0.1%
310,885
+10,885
+4% +$568K
FSK icon
205
FS KKR Capital
FSK
$2.96B
$16.1M 0.1%
651,849
+20,526
+3% +$491K
KMB icon
206
Kimberly-Clark
KMB
$36.3B
$16.1M 0.1%
122,535
+9,207
+8% +$1.25M
SCHF icon
207
Schwab International Equity ETF
SCHF
$65.6B
$16.1M 0.1%
954,504
-53,450
-5% -$880K
ESGD icon
208
iShares ESG Aware MSCI EAFE ETF
ESGD
$11.7B
$15.9M 0.1%
231,849
-10,562
-4% -$704K
QCOM icon
209
Qualcomm
QCOM
$176B
$15.5M 0.1%
193,935
+27,404
+16% +$2.29M
GSLC icon
210
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.2B
$15.2M 0.1%
235,828
+27,123
+13% +$1.68M
MDYG icon
211
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.82B
$15.1M 0.09%
265,418
+2,502
+1% +$138K
PM icon
212
Philip Morris
PM
$303B
$14.8M 0.09%
176,944
+3,270
+2% +$270K
VV icon
213
Vanguard Large-Cap ETF
VV
$51.8B
$14.7M 0.09%
101,954
-516
-0.5% -$73K
VCR icon
214
Vanguard Consumer Discretionary ETF
VCR
$5.82B
$14.7M 0.09%
79,369
+1,152
+1% +$211K
CFO icon
215
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$415M
$14.7M 0.09%
279,210
+16,101
+6% +$815K
HYD icon
216
VanEck High Yield Muni ETF
HYD
$4.44B
$14.6M 0.09%
228,031
+16,397
+8% +$1.05M
XLC icon
217
State Street Communication Services Select Sector SPDR ETF
XLC
$22B
$14.6M 0.09%
269,160
+162,001
+151% +$8.34M
AMLP icon
218
Alerian MLP ETF
AMLP
$13B
$14.5M 0.09%
339,399
-90,520
-21% -$3.8M
PYPL icon
219
PayPal
PYPL
$49.4B
$14.4M 0.09%
135,952
+11,006
+9% +$1.15M
OEF icon
220
iShares S&P 100 ETF
OEF
$19.8B
$14.3M 0.09%
103,216
+52,211
+102% +$7.17M
DGRW icon
221
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.5B
$14.3M 0.09%
295,252
+32,787
+12% +$1.53M
FDN icon
222
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$14.2M 0.09%
109,639
-33,475
-23% -$4.52M
IAGG icon
223
iShares Core International Aggregate Bond Fund
IAGG
$10.6B
$14.1M 0.09%
258,007
+77,223
+43% +$4.25M
FHLC icon
224
Fidelity MSCI Health Care Index ETF
FHLC
$3.27B
$14M 0.09%
281,968
-65,018
-19% -$3.02M
SPTM icon
225
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
$14M 0.09%
360,721
+50,368
+16% +$1.92M
7 8
9
10 11

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.