Ladenburg Thalmann Financial Services’s iShares ESG Aware MSCI EAFE ETF ESGD Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio ESGD Stock Details ESGD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$15.9M	Sell	231,849 -10,562	-4%	-$704K	0.1%	208
2019 Q3	$15.5M	Buy	242,411 +71,134	+42%	+$4.5M	0.11%	197
2019 Q2	$11M	Buy	171,277 +27,414	+19%	+$1.75M	0.08%	244
2019 Q1	$9.09M	Buy	143,863 +138,306	+2,489%	+$8.49M	0.07%	260
2018 Q4	$319K	Buy	5,557 +2,595	+88%	+$158K	﹤0.01%	1867
2018 Q3	$196K	Buy	2,962 +396	+15%	+$26K	﹤0.01%	2325
2018 Q2	$173K	Hold	2,566	–	–	﹤0.01%	2341
2018 Q1	$173K	Buy	2,566 +1,566	+157%	+$108K	﹤0.01%	2341
2017 Q4	$67K	Buy	1,000 +578	+137%	+$38.9K	﹤0.01%	3021
2017 Q3	$28K	Hold	422	–	–	﹤0.01%	3483
2017 Q2	$27K	Buy	422 +10	+2%	+$623	﹤0.01%	3413
2017 Q1	$25K	Buy	412 +100	+32%	+$5.83K	﹤0.01%	3410
2016 Q4	$17K	Hold	312	–	–	﹤0.01%	3571
2016 Q3	$18K	Buy	+312	New	+$17.5K	﹤0.01%	3467

Other funds holding ESGD

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PCA

Personal Capital Advisors Redwood City, California $20.6B AUM 13.65% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

FLPIM

F.L. Putnam Investment Management Lynnfield, Massachusetts $6.71B AUM 23.99% 1-Year Est. Return

Fifth Third Bancorp Cincinnati, Ohio $54.7B AUM 26.51% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Ladenburg Thalmann Financial Services's ESGD Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its iShares ESG Aware MSCI EAFE ETF (ESGD) stake by 4.4% in Q4 2019, selling an estimated $704K and leaving 231,849 shares worth $15.9M. The position accounts for 0.1% of the portfolio, ranked #208.

Ladenburg Thalmann Financial Services first reported a position in ESGD in Q3 2016 and has held it in 14 quarters since. 200 funds tracked by Wall St. Rank hold ESGD as of Q4 2019.

Ladenburg Thalmann Financial Services held 231,849 shares of iShares ESG Aware MSCI EAFE ETF worth $15.9M as of Q4 2019.
Ladenburg Thalmann Financial Services sold 10,562 iShares ESG Aware MSCI EAFE ETF shares in Q4 2019, an estimated $704K.
iShares ESG Aware MSCI EAFE ETF made up 0.1% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #208 holding.
Ladenburg Thalmann Financial Services first reported a position in iShares ESG Aware MSCI EAFE ETF in Q3 2016 and has held it in 14 quarters since.
200 funds tracked by Wall St. Rank held iShares ESG Aware MSCI EAFE ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.