We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOC icon
226
Northrop Grumman
NOC
$77B
$14M 0.09%
45,724
+12,737
+39% +$4.48M
IAU icon
227
iShares Gold Trust
IAU
$63B
$14M 0.09%
480,132
-25,961
-5% -$736K
NOBL icon
228
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$13.9M 0.09%
368,288
+27,010
+8% +$991K
HYLB icon
229
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.52B
$13.9M 0.09%
348,399
+93,038
+36% +$3.72M
PSX icon
230
Phillips 66
PSX
$82.9B
$13.9M 0.09%
128,675
-4,641
-3% -$521K
USB icon
231
US Bancorp
USB
$99.6B
$13.8M 0.09%
235,393
+5,612
+2% +$324K
QTEC icon
232
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.4B
$13.8M 0.09%
138,856
+10,265
+8% +$957K
LOW icon
233
Lowe's Companies
LOW
$116B
$13.7M 0.09%
120,089
+15,218
+15% +$1.74M
ACN icon
234
Accenture
ACN
$89.9B
$13.6M 0.09%
65,270
+316
+0.5% +$61.6K
GE icon
235
GE Aerospace
GE
$367B
$13.4M 0.08%
239,728
-26,619
-10% -$1.38M
FIXD icon
236
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$13.4M 0.08%
263,779
+158,896
+151% +$8.32M
FPE icon
237
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$13.3M 0.08%
662,472
-5,071
-0.8% -$101K
CLX icon
238
Clorox
CLX
$11.6B
$13.1M 0.08%
86,586
+13,527
+19% +$2.02M
MOAT icon
239
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$13.1M 0.08%
240,074
+71,556
+42% +$3.79M
IHI icon
240
iShares US Medical Devices ETF
IHI
$3.02B
$13.1M 0.08%
383,520
-50,088
-12% -$2.11M
IOO icon
241
iShares Global 100 ETF
IOO
$8.56B
$13.1M 0.08%
243,229
+236,935
+3,764% +$12.2M
PTLC icon
242
Pacer Trendpilot US Large Cap ETF
PTLC
$3.24B
$12.9M 0.08%
383,598
+9,542
+3% +$307K
FTEC icon
243
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$12.9M 0.08%
179,074
+35,598
+25% +$2.41M
XLE icon
244
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$12.8M 0.08%
444,796
+23,020
+5% +$683K
EMR icon
245
Emerson Electric
EMR
$82.9B
$12.8M 0.08%
167,276
+8,231
+5% +$593K
ADP icon
246
Automatic Data Processing
ADP
$100B
$12.6M 0.08%
76,244
-3,267
-4% -$541K
CFA icon
247
VictoryShares US 500 Volatility Wtd ETF
CFA
$537M
$12.6M 0.08%
221,890
+1,888
+0.9% +$103K
SPSB icon
248
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$12.5M 0.08%
408,952
+9,401
+2% +$290K
ABFL
249
Abacus FCF Leaders ETF
ABFL
$527M
$12.4M 0.08%
315,030
+54,747
+21% +$2.09M
SHW icon
250
Sherwin-Williams
SHW
$78.3B
$12.4M 0.08%
73,971
+16,275
+28% +$3.1M
8 9
10
11 12

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.