Ladenburg Thalmann Financial Services’s First Trust Preferred Securities and Income ETF FPE Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$13.3M	Sell	662,472 -5,071	-0.8%	-$101K	0.08%	237
2019 Q3	$13.2M	Buy	667,543 +9,112	+1%	+$179K	0.09%	213
2019 Q2	$12.8M	Buy	658,431 +96,761	+17%	+$1.86M	0.09%	221
2019 Q1	$10.7M	Buy	561,670 +42,671	+8%	+$799K	0.08%	229
2018 Q4	$9.33M	Buy	518,999 +30,258	+6%	+$561K	0.08%	220
2018 Q3	$9.33M	Buy	488,741 +9,962	+2%	+$191K	0.08%	220
2018 Q2	$9.32M	Hold	478,779	–	–	0.09%	219
2018 Q1	$9.32M	Buy	478,779 +1,540	+0.3%	+$30.4K	0.09%	219
2017 Q4	$9.55M	Sell	477,239 -13,157	-3%	-$264K	0.09%	214
2017 Q3	$9.85M	Buy	490,396 +124,705	+34%	+$2.51M	0.11%	189
2017 Q2	$7.32M	Buy	365,691 +20,242	+6%	+$401K	0.09%	217
2017 Q1	$6.74M	Buy	345,449 +71,738	+26%	+$1.39M	0.09%	217
2016 Q4	$5.2M	Buy	273,711 +99,866	+57%	+$1.92M	0.07%	249
2016 Q3	$3.4M	Buy	173,845 +96,683	+125%	+$1.89M	0.05%	336
2016 Q2	$1.47M	Buy	77,162 +22,477	+41%	+$426K	0.02%	586
2016 Q1	$1.02M	Sell	54,685 -9,115	-14%	-$169K	0.02%	683
2015 Q4	$1.21M	Buy	63,800 +38,366	+151%	+$727K	0.02%	600
2015 Q3	$478K	Buy	25,434 +7,141	+39%	+$136K	0.01%	990
2015 Q2	$347K	Buy	18,293 +12,152	+198%	+$233K	0.01%	1246
2015 Q1	$119K	Buy	6,141 +611	+11%	+$11.7K	﹤0.01%	1959
2014 Q4	$104K	Buy	5,530 +3,026	+121%	+$57.5K	﹤0.01%	1865
2014 Q3	$47K	Hold	2,504	–	–	﹤0.01%	2062
2014 Q2	$48K	Buy	2,504 +796	+47%	+$15.2K	﹤0.01%	2079
2014 Q1	$32K	Sell	1,708 -581	-25%	-$10.7K	﹤0.01%	2249
2013 Q4	$41K	Sell	2,289 -3,150	-58%	-$56.9K	﹤0.01%	2052
2013 Q3	$98K	Buy	5,439 +934	+21%	+$17.4K	﹤0.01%	1411
2013 Q2	$88K	Buy	+4,505	New	+$91.2K	﹤0.01%	1380