We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BOND icon
276
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
$11.2M 0.07%
103,731
+12,379
+14% +$1.34M
TSLA icon
277
Tesla
TSLA
$1.24T
$11.1M 0.07%
461,310
-55,710
-11% -$1.21M
ET icon
278
Energy Transfer Partners
ET
$70.1B
$11M 0.07%
857,987
+23,754
+3% +$293K
FISV
279
Fiserv Inc
FISV
$27.2B
$11M 0.07%
95,723
+9,024
+10% +$996K
DHR icon
280
Danaher
DHR
$135B
$11M 0.07%
87,420
+7,842
+10% +$991K
BSJL
281
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$11M 0.07%
443,923
+35,579
+9% +$874K
INTF icon
282
iShares International Equity Factor ETF
INTF
$3.54B
$10.9M 0.07%
404,053
+358,389
+785% +$9.45M
GBIL icon
283
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.68B
$10.8M 0.07%
111,661
+10,152
+10% +$1.02M
BX icon
284
Blackstone
BX
$104B
$10.7M 0.07%
191,351
+7,108
+4% +$369K
SPHQ icon
285
Invesco S&P 500 Quality ETF
SPHQ
$19.4B
$10.7M 0.07%
292,220
+49,330
+20% +$1.72M
FDLO icon
286
Fidelity Low Volatility Factor ETF
FDLO
$1.4B
$10.5M 0.07%
271,993
+71,645
+36% +$2.69M
SCHZ icon
287
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$10.5M 0.07%
393,674
+43,856
+13% +$1.18M
BIP icon
288
Brookfield Infrastructure Partners
BIP
$18.8B
$10.5M 0.07%
352,259
+10,740
+3% +$322K
WELL icon
289
Welltower
WELL
$178B
$10.5M 0.07%
131,007
+327
+0.3% +$28K
SJNK icon
290
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$10.4M 0.07%
390,954
-36,903
-9% -$989K
MSCI icon
291
MSCI
MSCI
$40B
$10.4M 0.07%
40,385
+1,074
+3% +$262K
SPDW icon
292
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.7B
$10.4M 0.07%
332,112
+112,648
+51% +$3.43M
IWO icon
293
iShares Russell 2000 Growth ETF
IWO
$14.5B
$10.4M 0.07%
59,919
+10,561
+21% +$2.14M
SCZ icon
294
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$10.3M 0.07%
169,662
+28,155
+20% +$1.69M
RWL icon
295
Invesco S&P 500 Revenue ETF
RWL
$9.51B
$10.3M 0.06%
176,716
+5,255
+3% +$295K
DE icon
296
Deere & Co
DE
$170B
$10.3M 0.06%
60,967
-36,781
-38% -$6.33M
BDX icon
297
Becton Dickinson
BDX
$43.1B
$10.3M 0.06%
42,277
+3,739
+10% +$932K
BSJK
298
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$10.2M 0.06%
425,833
+11,482
+3% +$275K
ENB icon
299
Enbridge
ENB
$124B
$10.2M 0.06%
257,892
+8,793
+4% +$328K
ED icon
300
Consolidated Edison
ED
$41.6B
$10.1M 0.06%
112,592
+242
+0.2% +$21.7K
10 11
12
13 14

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.