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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGNC icon
301
AGNC Investment
AGNC
$12.3B
$10.1M 0.06%
572,049
+54,552
+11% +$928K
PAYX icon
302
Paychex
PAYX
$40.4B
$10.1M 0.06%
119,144
+946
+0.8% +$79.8K
SPIP icon
303
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
$10.1M 0.06%
353,918
+170,068
+93% +$4.85M
ORCL icon
304
Oracle
ORCL
$331B
$9.95M 0.06%
191,220
-38,816
-17% -$2.14M
FV icon
305
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
$9.81M 0.06%
310,340
-26,222
-8% -$795K
COP icon
306
ConocoPhillips
COP
$147B
$9.66M 0.06%
149,994
-2,153
-1% -$127K
GDX icon
307
VanEck Gold Miners ETF
GDX
$23B
$9.64M 0.06%
329,118
+19,918
+6% +$544K
VTEB icon
308
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
$9.43M 0.06%
176,503
+25,743
+17% +$1.38M
HYS icon
309
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.73B
$9.4M 0.06%
100,361
-1,679
-2% -$166K
FPX icon
310
First Trust US Equity Opportunities ETF
FPX
$1.51B
$9.4M 0.06%
117,803
+9,574
+9% +$743K
RSPT icon
311
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.38B
$9.35M 0.06%
472,150
+104,870
+29% +$1.97M
SPAB icon
312
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$9.33M 0.06%
317,436
+36,805
+13% +$1.08M
EFG icon
313
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$9.31M 0.06%
130,990
-8,461
-6% -$706K
VNLA icon
314
Janus Henderson Short Duration Income ETF
VNLA
$3.33B
$9.31M 0.06%
187,636
+96,416
+106% +$4.8M
KMI icon
315
Kinder Morgan
KMI
$73.1B
$9.28M 0.06%
439,065
-74,634
-15% -$1.51M
XYZ
316
Block Inc
XYZ
$45.9B
$9.27M 0.06%
149,115
+4,930
+3% +$315K
COF icon
317
Capital One
COF
$124B
$9.26M 0.06%
91,112
+54,219
+147% +$5.22M
GSK icon
318
GSK
GSK
$103B
$9.19M 0.06%
157,367
-530
-0.3% -$29.5K
FMB icon
319
First Trust Managed Municipal ETF
FMB
$2.03B
$9.19M 0.06%
165,653
+21,704
+15% +$1.2M
SOXX icon
320
iShares Semiconductor ETF
SOXX
$44.2B
$9.18M 0.06%
151,923
+23,982
+19% +$1.84M
TXN icon
321
Texas Instruments
TXN
$255B
$9.18M 0.06%
75,565
+7,827
+12% +$966K
IYR icon
322
iShares US Real Estate ETF
IYR
$4.59B
$9.13M 0.06%
98,669
-23,469
-19% -$2.18M
TMO icon
323
Thermo Fisher Scientific
TMO
$211B
$9.12M 0.06%
67,852
+33,746
+99% +$10.2M
GILD icon
324
Gilead Sciences
GILD
$161B
$9.12M 0.06%
151,532
-19,351
-11% -$1.26M
VYMI icon
325
Vanguard International High Dividend Yield ETF
VYMI
$20.2B
$9.1M 0.06%
141,957
+46,166
+48% +$2.85M
11 12
13
14 15

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.