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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBEF icon
351
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.13B
$8.09M 0.05%
239,381
+180,669
+308% +$6M
ICSH icon
352
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.97B
$8.09M 0.05%
160,738
-90,755
-36% -$4.57M
SKYY icon
353
First Trust Cloud Computing ETF
SKYY
$2.74B
$8.02M 0.05%
136,839
+72,290
+112% +$4.23M
VGIT icon
354
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$7.99M 0.05%
121,807
+42
+0% +$2.79K
LHX icon
355
L3Harris
LHX
$55.9B
$7.94M 0.05%
41,309
+3,080
+8% +$618K
AXP icon
356
American Express
AXP
$223B
$7.92M 0.05%
67,444
+9,713
+17% +$1.16M
PWV icon
357
Invesco Large Cap Value ETF
PWV
$1.66B
$7.92M 0.05%
190,083
-1,635
-0.9% -$65.2K
FXL icon
358
First Trust Technology AlphaDEX Fund
FXL
$2.47B
$7.89M 0.05%
118,943
+7,903
+7% +$542K
MDLZ icon
359
Mondelez International
MDLZ
$77.7B
$7.87M 0.05%
144,206
-4,041
-3% -$216K
EW icon
360
Edwards Lifesciences
EW
$47.6B
$7.87M 0.05%
128,343
+20,688
+19% +$1.62M
F icon
361
Ford
F
$57.3B
$7.8M 0.05%
824,467
-212,633
-21% -$1.91M
SGEN
362
DELISTED
Seagen Inc. Common Stock
SGEN
$7.79M 0.05%
75,450
+1,473
+2% +$156K
RDS.A
363
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$7.76M 0.05%
134,510
-6,323
-4% -$369K
EWZ icon
364
iShares MSCI Brazil ETF
EWZ
$9.05B
$7.69M 0.05%
162,067
-22,835
-12% -$1,000K
BWA icon
365
BorgWarner
BWA
$13.2B
$7.67M 0.05%
200,827
+20,755
+12% +$761K
MXI icon
366
iShares Global Materials ETF
MXI
$338M
$7.65M 0.05%
113,353
+109,571
+2,897% +$7.11M
WEC icon
367
WEC Energy
WEC
$37.7B
$7.64M 0.05%
83,847
+2,881
+4% +$263K
IBB icon
368
iShares Biotechnology ETF
IBB
$9.31B
$7.53M 0.05%
97,867
-21,653
-18% -$2.42M
PTY icon
369
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$7.53M 0.05%
396,364
+51,448
+15% +$951K
IMCV icon
370
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.13B
$7.52M 0.05%
133,803
+6,615
+5% +$360K
NSC icon
371
Norfolk Southern
NSC
$78.8B
$7.52M 0.05%
41,144
+2,919
+8% +$547K
FLRN icon
372
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.11B
$7.5M 0.05%
245,283
+32,463
+15% +$998K
ISRG icon
373
Intuitive Surgical
ISRG
$121B
$7.49M 0.05%
41,586
+99
+0.2% +$18.5K
DALI icon
374
First Trust DorseyWright DALI 1 ETF
DALI
$98.6M
$7.46M 0.05%
352,640
-24,869
-7% -$505K
MU icon
375
Micron Technology
MU
$1.04T
$7.45M 0.05%
138,630
+15,016
+12% +$717K
13 14
15
16 17

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.