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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WBA
376
DELISTED
Walgreens Boots Alliance
WBA
$7.44M 0.05%
127,947
+20,269
+19% +$1.17M
DEO icon
377
Diageo
DEO
$46.2B
$7.34M 0.05%
49,253
+4,378
+10% +$711K
BKLN icon
378
Invesco Senior Loan ETF
BKLN
$7.1B
$7.26M 0.05%
318,322
+11,007
+4% +$248K
BTAL icon
379
AGF US Market Neutral Anti-Beta Fund
BTAL
$305M
$7.22M 0.05%
326,165
+32,758
+11% +$759K
HR icon
380
Healthcare Realty
HR
$7.42B
$7.22M 0.05%
239,821
-5,218
-2% -$156K
IEI icon
381
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$7.16M 0.05%
57,655
-435
-0.7% -$54.9K
XAR icon
382
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.07B
$7.12M 0.04%
69,399
-5,914
-8% -$639K
FXH icon
383
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$7.1M 0.04%
84,372
+40,625
+93% +$3.22M
IJS icon
384
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
$7.08M 0.04%
100,248
-413,454
-80% -$32M
PXH icon
385
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.9B
$7.07M 0.04%
316,942
+269,743
+572% +$5.69M
IWN icon
386
iShares Russell 2000 Value ETF
IWN
$14.4B
$7.03M 0.04%
55,588
-124
-0.2% -$15.3K
IXG icon
387
iShares Global Financials ETF
IXG
$655M
$7.03M 0.04%
102,175
+97,788
+2,229% +$6.5M
PTMC icon
388
Pacer Trendpilot US Mid Cap ETF
PTMC
$396M
$7.02M 0.04%
228,514
-3,077
-1% -$91.9K
TFC icon
389
Truist Financial
TFC
$63.2B
$6.97M 0.04%
123,685
+48,997
+66% +$2.65M
FREL icon
390
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
$6.97M 0.04%
250,189
-71,377
-22% -$1.98M
PNQI icon
391
Invesco NASDAQ Internet ETF
PNQI
$501M
$6.97M 0.04%
246,270
-61,295
-20% -$1.65M
CME icon
392
CME Group
CME
$92.2B
$6.96M 0.04%
36,903
+3,492
+10% +$716K
DOW icon
393
Dow Inc
DOW
$21.6B
$6.96M 0.04%
127,395
+3,582
+3% +$185K
RDVY icon
394
First Trust Rising Dividend Achievers ETF
RDVY
$24.3B
$6.91M 0.04%
192,331
+53,424
+38% +$1.81M
KR icon
395
Kroger
KR
$34.8B
$6.88M 0.04%
237,175
-13,449
-5% -$356K
MGC icon
396
Vanguard Mega Cap 300 Index ETF
MGC
$9.87B
$6.79M 0.04%
61,100
-12,490
-17% -$1.33M
PCI
397
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$6.68M 0.04%
265,084
-42,864
-14% -$1.08M
RTL
398
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$6.67M 0.04%
508,678
-13,006
-2% -$186K
ETN icon
399
Eaton
ETN
$157B
$6.55M 0.04%
70,078
-2,272
-3% -$202K
CHD icon
400
Church & Dwight Co
CHD
$23.1B
$6.55M 0.04%
93,271
+27,072
+41% +$1.92M
14 15
16
17 18

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.