LTFS
PCI

Ladenburg Thalmann Financial Services’s PIMCO Dynamic Credit and Mortgage Income Fund PCI Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio PCI Stock Details PCI Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$6.68M Sell
265,084
-42,864
-14% -$1.08M 0.04% 397
2019
Q3 		$7.54M Sell
307,948
-160,983
-34% -$3.89M 0.05% 347
2019
Q2 		$11.2M Buy
468,931
+156,177
+50% +$3.71M 0.08% 238
2019
Q1 		$7.33M Buy
312,754
+43,266
+16% +$990K 0.06% 334
2018
Q4 		$5.67M Buy
269,488
+40,629
+18% +$918K 0.05% 339
2018
Q3 		$5.52M Buy
228,859
+40,380
+21% +$972K 0.05% 359
2018
Q2 		$4.31M Hold
188,479
– – 0.04% 400
2018
Q1 		$4.31M Buy
188,479
+11,048
+6% +$248K 0.04% 400
2017
Q4 		$3.98M Sell
177,431
-24,858
-12% -$562K 0.04% 421
2017
Q3 		$4.67M Sell
202,289
-8,116
-4% -$184K 0.05% 328
2017
Q2 		$4.7M Buy
210,405
+22,435
+12% +$493K 0.06% 301
2017
Q1 		$4.03M Sell
187,970
-3,868
-2% -$80.5K 0.05% 327
2016
Q4 		$3.88M Buy
191,838
+5,885
+3% +$118K 0.05% 314
2016
Q3 		$3.79M Buy
185,953
+29,794
+19% +$593K 0.06% 303
2016
Q2 		$2.99M Buy
156,159
+16,259
+12% +$298K 0.05% 346
2016
Q1 		$2.44M Buy
139,900
+480
+0.3% +$8.31K 0.04% 368
2015
Q4 		$2.51M Sell
139,420
-400
-0.3% -$7.38K 0.05% 358
2015
Q3 		$2.56M Sell
139,820
-68,407
-33% -$1.32M 0.05% 321
2015
Q2 		$4.2M Sell
208,227
-5,882
-3% -$122K 0.08% 243
2015
Q1 		$4.37M Buy
214,109
+57,539
+37% +$1.18M 0.08% 233
2014
Q4 		$3.23M Buy
156,570
+32,384
+26% +$705K 0.07% 248
2014
Q3 		$2.79M Buy
124,186
+38,765
+45% +$894K 0.08% 222
2014
Q2 		$2.04M Sell
85,421
-9,655
-10% -$226K 0.06% 293
2014
Q1 		$2.15M Buy
95,076
+22,573
+31% +$511K 0.06% 250
2013
Q4 		$1.63M Buy
72,503
+2,607
+4% +$57.9K 0.05% 300
2013
Q3 		$1.55M Buy
69,896
+12,563
+22% +$273K 0.05% 282
2013
Q2 		$1.31M Buy
+57,333
New +$1.39M 0.05% 324

Other funds holding PCI

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
HCM
Howland Capital Management Boston, Massachusetts $2.77B AUM 19.56% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Ladenburg Thalmann Financial Services's PCI Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its PIMCO Dynamic Credit and Mortgage Income Fund (PCI) stake by 14% in Q4 2019, selling an estimated $1.08M and leaving 265,084 shares worth $6.68M. The position accounts for 0.04% of the portfolio, ranked #397.

Ladenburg Thalmann Financial Services first reported a position in PCI in Q2 2013 and has held it in 27 quarters since. The position peaked at $11.2M in Q2 2019. 182 funds tracked by Wall St. Rank hold PCI as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 265,084 shares of PIMCO Dynamic Credit and Mortgage Income Fund worth $6.68M as of Q4 2019.
  • Ladenburg Thalmann Financial Services sold 42,864 PIMCO Dynamic Credit and Mortgage Income Fund shares in Q4 2019, an estimated $1.08M.
  • PIMCO Dynamic Credit and Mortgage Income Fund made up 0.04% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #397 holding.
  • Ladenburg Thalmann Financial Services first reported a position in PIMCO Dynamic Credit and Mortgage Income Fund in Q2 2013 and has held it in 27 quarters since.
  • Ladenburg Thalmann Financial Services's PIMCO Dynamic Credit and Mortgage Income Fund position peaked at $11.2M in Q2 2019.
  • 182 funds tracked by Wall St. Rank held PIMCO Dynamic Credit and Mortgage Income Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.