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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCL
426
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$6.1M 0.04%
287,065
+22,956
+9% +$488K
ALL icon
427
Allstate
ALL
$66.9B
$6.09M 0.04%
54,090
+2,235
+4% +$244K
IFV icon
428
First Trust Dorsey Wright International Focus 5 ETF
IFV
$226M
$6.02M 0.04%
278,997
+7,341
+3% +$146K
ADI icon
429
Analog Devices
ADI
$181B
$5.94M 0.04%
70,466
+16,227
+30% +$1.83M
ES icon
430
Eversource Energy
ES
$28.2B
$5.94M 0.04%
71,458
-1,261
-2% -$105K
IDU icon
431
iShares US Utilities ETF
IDU
$1.41B
$5.93M 0.04%
73,900
+2,566
+4% +$205K
LIN icon
432
Linde
LIN
$237B
$5.93M 0.04%
32,170
+322
+1% +$64.9K
QYLD icon
433
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.97B
$5.92M 0.04%
250,732
+26,630
+12% +$618K
ROKU icon
434
Roku
ROKU
$21.1B
$5.92M 0.04%
44,831
+17,120
+62% +$2.35M
ROUS icon
435
Hartford Multifactor US Equity ETF
ROUS
$684M
$5.91M 0.04%
175,303
-3,962
-2% -$130K
FDS icon
436
Factset
FDS
$9.05B
$5.87M 0.04%
22,410
+2,268
+11% +$582K
CEMB icon
437
iShares JPMorgan EM Corporate Bond ETF
CEMB
$393M
$5.84M 0.04%
112,819
+8,484
+8% +$436K
ROP icon
438
Roper Technologies
ROP
$36.3B
$5.82M 0.04%
16,384
+768
+5% +$265K
GOF icon
439
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
$5.8M 0.04%
320,360
-7,499
-2% -$144K
VIS icon
440
Vanguard Industrials ETF
VIS
$8.23B
$5.8M 0.04%
59,453
+10,391
+21% +$1.56M
TROW icon
441
T. Rowe Price
TROW
$25B
$5.76M 0.04%
47,310
+2,325
+5% +$275K
NCZ
442
Virtus Convertible & Income Fund II
NCZ
$289M
$5.75M 0.04%
280,888
+2,447
+0.9% +$49K
DES icon
443
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$5.74M 0.04%
200,247
+34,279
+21% +$956K
CB icon
444
Chubb
CB
$140B
$5.72M 0.04%
36,741
+2,373
+7% +$363K
QEFA icon
445
State Street SPDR MSCI EAFE StrategicFactors ETF
QEFA
$1.04B
$5.72M 0.04%
86,136
+54,845
+175% +$3.58M
PRU icon
446
Prudential Financial
PRU
$41.7B
$5.71M 0.04%
63,729
+3,924
+7% +$360K
FNDX icon
447
Schwab Fundamental US Large Company Index ETF
FNDX
$26.4B
$5.7M 0.04%
400,728
-1,668
-0.4% -$22.8K
FTC icon
448
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
$5.69M 0.04%
77,730
+20,828
+37% +$1.47M
MDIV icon
449
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$5.69M 0.04%
302,460
-2,105
-0.7% -$38.9K
SPSM icon
450
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.9B
$5.66M 0.04%
178,266
+11,340
+7% +$354K
16 17
18
19 20

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.