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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BXMT icon
476
Blackstone Mortgage Trust
BXMT
$2.82B
$5.13M 0.03%
137,741
-7,235
-5% -$263K
ARKK icon
477
ARK Innovation ETF
ARKK
$5.89B
$5.05M 0.03%
111,175
-25,115
-18% -$1.17M
FSD
478
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$5.01M 0.03%
318,320
+1,181
+0.4% +$18.1K
PDI icon
479
PIMCO Dynamic Income Fund
PDI
$7.4B
$5.01M 0.03%
154,424
+16,639
+12% +$549K
SHYG icon
480
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
$5.01M 0.03%
108,254
-8,659
-7% -$400K
SWKS icon
481
Skyworks Solutions
SWKS
$9.06B
$5M 0.03%
52,523
+8,453
+19% +$830K
SRVR icon
482
Pacer Data & Infrastructure Real Estate ETF
SRVR
$379M
$5M 0.03%
153,446
+94,644
+161% +$2.99M
VFC icon
483
VF Corp
VFC
$6.68B
$4.96M 0.03%
65,087
+12,221
+23% +$1.1M
SPIB icon
484
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$4.96M 0.03%
148,770
-34,476
-19% -$1.22M
SPMD icon
485
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.2B
$4.95M 0.03%
143,816
+16,607
+13% +$579K
XEL icon
486
Xcel Energy
XEL
$51B
$4.94M 0.03%
78,237
-31
-0% -$1.94K
COWZ icon
487
Pacer US Cash Cows 100 ETF
COWZ
$18.2B
$4.93M 0.03%
158,808
+91,664
+137% +$2.76M
ABUS icon
488
Arbutus Biopharma
ABUS
$865M
$4.93M 0.03%
1,774,915
– –
QQQX icon
489
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$4.93M 0.03%
205,023
+2,789
+1% +$65.2K
ARCC icon
490
Ares Capital
ARCC
$13.5B
$4.92M 0.03%
263,139
+21,930
+9% +$407K
IYLD icon
491
iShares Morningstar Multi-Asset Income ETF
IYLD
$125M
$4.91M 0.03%
192,355
+8,127
+4% +$204K
JPSE icon
492
JPMorgan Diversified Return US Small Cap Equity ETF
JPSE
$592M
$4.9M 0.03%
150,449
+140,237
+1,373% +$4.38M
IGV icon
493
iShares Expanded Tech-Software Sector ETF
IGV
$13B
$4.89M 0.03%
178,370
-39,025
-18% -$1.73M
SCHP icon
494
Schwab US TIPS ETF
SCHP
$16.3B
$4.87M 0.03%
173,518
-1,466
-0.8% -$41.5K
UCON icon
495
First Trust Smith Unconstrained Bond ETF
UCON
$3.26B
$4.85M 0.03%
187,754
+4,404
+2% +$114K
FTLS icon
496
First Trust Long/Short Equity ETF
FTLS
$2.46B
$4.85M 0.03%
113,516
+20,697
+22% +$865K
NVG icon
497
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.65B
$4.85M 0.03%
290,940
+1,171
+0.4% +$19.3K
FIDU icon
498
Fidelity MSCI Industrials Index ETF
FIDU
$2.34B
$4.82M 0.03%
114,603
+15,283
+15% +$627K
DNP icon
499
DNP Select Income Fund
DNP
$4.18B
$4.79M 0.03%
374,666
+59,685
+19% +$760K
LAMR icon
500
Lamar Advertising Co
LAMR
$16.2B
$4.72M 0.03%
52,933
-530
-1% -$44.3K
18 19
20
21 22

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EM
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HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.