Ladenburg Thalmann Financial Services’s ARK Innovation ETF ARKK Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio ARKK Stock Details ARKK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$5.05M	Sell	111,175 -25,115	-18%	-$1.17M	0.03%	477
2019 Q3	$5.46M	Buy	136,290 +17,062	+14%	+$783K	0.04%	434
2019 Q2	$5.72M	Buy	119,228 +13,954	+13%	+$635K	0.04%	417
2019 Q1	$4.92M	Buy	105,274 +44,905	+74%	+$1.98M	0.04%	447
2018 Q4	$2.25M	Sell	60,369 -49,451	-45%	-$2.09M	0.02%	620
2018 Q3	$5.2M	Buy	109,820 +92,368	+529%	+$4.35M	0.04%	382
2018 Q2	$682K	Hold	17,452	–	–	0.01%	1318
2018 Q1	$682K	Buy	17,452 +9,849	+130%	+$403K	0.01%	1318
2017 Q4	$282K	Buy	7,603 +5,018	+194%	+$180K	﹤0.01%	1941
2017 Q3	$89K	Buy	2,585 +514	+25%	+$16.2K	﹤0.01%	2683
2017 Q2	$60K	Buy	+2,071	New	+$55.7K	﹤0.01%	2894

Other funds holding ARKK

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

PagnatoKarp Partners Reston, Virginia $402M AUM 9.79% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

OCPWS

One Charles Private Wealth Services Hingham, Massachusetts $434M AUM 22.37% 1-Year Est. Return

Ladenburg Thalmann Financial Services's ARKK Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its ARK Innovation ETF (ARKK) stake by 18% in Q4 2019, selling an estimated $1.17M and leaving 111,175 shares worth $5.05M. The position accounts for 0.03% of the portfolio, ranked #477.

Ladenburg Thalmann Financial Services first reported a position in ARKK in Q2 2017 and has held it in 11 quarters since. The position peaked at $5.72M in Q2 2019. 203 funds tracked by Wall St. Rank hold ARKK as of Q4 2019.

Ladenburg Thalmann Financial Services held 111,175 shares of ARK Innovation ETF worth $5.05M as of Q4 2019.
Ladenburg Thalmann Financial Services sold 25,115 ARK Innovation ETF shares in Q4 2019, an estimated $1.17M.
ARK Innovation ETF made up 0.03% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #477 holding.
Ladenburg Thalmann Financial Services first reported a position in ARK Innovation ETF in Q2 2017 and has held it in 11 quarters since.
Ladenburg Thalmann Financial Services's ARK Innovation ETF position peaked at $5.72M in Q2 2019.
203 funds tracked by Wall St. Rank held ARK Innovation ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.